Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 201 to 220 of 7394 results

Company Regulator Jurisdiction Date
Merbok LIMITED BANK Danish Financial Supervisory Authority Denmark 24 Jan 2025
Warning against fraudulent use of the name of Capital Four Invest by ‘clone firm’ Danish Financial Supervisory Authority Denmark 24 Jan 2025
UWM Trading Danish Financial Supervisory Authority Denmark 24 Jan 2025
Bybit Danish Financial Supervisory Authority Denmark 24 Jan 2025
VT Markets Danish Financial Supervisory Authority Denmark 24 Jan 2025
AbitoTrade Danish Financial Supervisory Authority Denmark 24 Jan 2025
Global Evolution Fondsmæglerskab A/S Danish Financial Supervisory Authority Denmark 24 Jan 2025
FX-DIGITAL/fx-digital.com (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 24 Jan 2025
Olympia Ltd / group-olympia.com (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 24 Jan 2025
RedemTrade LTD Swiss Financial Market Supervisory Authority Switzerland 23 Jan 2025
First Premier Finances Swiss Financial Market Supervisory Authority Switzerland 23 Jan 2025
Alpen Invest Swiss Financial Market Supervisory Authority Switzerland 23 Jan 2025
Pocket App Credit Swiss Financial Market Supervisory Authority Switzerland 23 Jan 2025
Pocket App Credit & Finance Swiss Financial Market Supervisory Authority Switzerland 23 Jan 2025
CIESA SWISS Swiss Financial Market Supervisory Authority Switzerland 23 Jan 2025
Option 2 Trade Financial Markets Authority New Zealand 23 Jan 2025
Housing Claims Advice (clone of an FCA authorised firm) Financial Conduct Authority United Kingdom 22 Jan 2025
icbc-en.com (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 22 Jan 2025
Interactive Markets (https://interactive-markets.com) Financial Conduct Authority United Kingdom 22 Jan 2025
Trusted Assets / https://trusted-assets.com/ Financial Conduct Authority United Kingdom 22 Jan 2025