Public Reports

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Showing 41 to 60 of 774 results

41. IOSCO endorsement assessment of the ISSB Standards for sustainability-related disclosures, -
    25 Jul 2023 - View Report | Related Public Reports (1)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
42. FR09/23 Compliance Carbon Markets, Report of the Board of IOSCO
    05 Jul 2023 - View Report | Related Public Reports (2)
    1. CR06/2023 Voluntary Carbon Markets, Report of the Board of IOSCO
       Comments on the report should be submitted by 3 March 2024
       03 Dec 2023 - View Report
    2. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
43. CR03/2023 Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
    Comments on the report should be submitted by 4 September 2023
    05 Jul 2023 - View Report | View comments received | Related Public Reports (3)
    1. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
       01 Feb 2018 - View Report
    2. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
       01 Feb 2018 - View Report
    3. FR13/22 Thematic Review on Liquidity Risk Management Recommendations, Report of the Board of IOSCO
       16 Nov 2022 - View Report
44. Statement on Alternatives to USD Libor, Report of the Board of IOSCO
    03 Jul 2023 - View Report
45. CR02/2023 IOSCO calls for inputs on Goodwill, Report of the Board of IOSCO
    Comments on the report should be submitted by 20 September 2023
    22 Jun 2023 - View Report
46. World Investor Week 2022, Report of IOSCO Committee 8 on Retail Investors
    22 Jun 2023 - View Report | Related Public Reports (4)
    1. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
       24 Jul 2018 - View Report
    2. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
       08 Oct 2020 - View Report
    3. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
       07 Jun 2021 - View Report
    4. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
       17 Aug 2022 - View Report
47. FR08/23 Margin dynamics in centrally cleared commodities markets in 2022, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    24 May 2023 - View Report
48. CR01/2023 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
    Please submit consultation responses to [email protected] by 31 July 2023.
    23 May 2023 - View Report | View comments received | Related Public Reports (4)
    1. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
    2. OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
       07 Jul 2022 - View Report
    3. FR11/23 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
       16 Nov 2023 - View Report
    4. OR02/2023 IOSCO Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) - Umbrella Note, Report of the Board of IOSCO
       19 Dec 2023 - View Report
49. FR07/23 Good Practices Relating to the Implementation of the IOSCO Principles for Exchange Traded Funds, Report of the Board of IOSCO
    11 May 2023 - View Report | Related Public Reports (3)
    1. FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
       24 Jun 2013 - View Report
    2. OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
       12 Aug 2021 - View Report
    3. CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
       Comments on the report should be submitted by 8 July 2022
       06 Apr 2022 - View Report
50. FR06/23 Special Purpose Acquisition Companies, Report of the Board of IOSCO
    10 May 2023 - View Report
51. OR01/23 IOSCO Board Priorities - Work Program 2023-2024, Report of the Board of IOSCO
    05 Apr 2023 - View Report | Related Public Reports (2)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
    2. OR01/24 Update to IOSCO 2023-24 Work program - March 2024 – March 2025 Workplan, Report of the Board of IOSCO
       12 Apr 2024 - View Report
52. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
    30 Mar 2023 - View Report | Related Public Reports (26)
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
       01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
       21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
       24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 7 November 2014
       04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
       06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
       15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
       13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
       19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
       08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
        19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
        27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 March 2022
        17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
        24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
        31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
    24. CR/08/2024 Finfluencers, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
    25. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
    26. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
53. FR04/23 Report on International Work to Develop a Global Assurance Framework for Sustainability-related Corporate Reporting, Report of the Board of IOSCO
    28 Mar 2023 - View Report | Related Public Reports (1)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
54. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
    15 Feb 2023 - View Report | Related Public Reports (2)
    1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
       31 May 2017 - View Report
    2. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
       12 Feb 2019 - View Report
55. CPMI-IOSCO stocktake of industry progress on auctions, Committee on Payments and Market Infrastructures and the Board of IOSCO
    14 Feb 2023 - View Report | Related Public Reports (1)
    1. Central counterparty default management auctions – Issues for consideration, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       24 Jun 2020 - View Report | Cover note
56. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
    31 Jan 2023 - View Report | Related Public Reports (9)
    1. OR02/11 Task Force on Commodity Futures Markets - Report to the Financial Stability Board, Report of the Technical Committee of IOSCO
       15 Apr 2011 - View Report
    2. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
       Comments received for this document are posted here
       05 Oct 2012 - View Report | View feedback statement | View comments received
    3. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       29 Oct 2012 - View Report
    4. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       09 Sep 2014 - View Report
    5. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
       09 May 2016 - View Report
    6. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       19 Nov 2018 - View Report and cover note | Cover note | Report
    7. FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
       07 Feb 2019 - View Report | View comments received
    8. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 January 2022
       15 Nov 2021 - View Report
    9. FR/11/2024 Targeted Implementation Review on Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       25 Nov 2024 - View Report
57. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
    27 Jan 2023 - View Report | Related Public Reports (7)
    1. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
       20 Oct 2013 - View Report
    2. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
       11 Dec 2015 - View Report
    3. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
       23 Nov 2017 - View Report
    4. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
       01 Feb 2018 - View Report
    5. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
       13 Dec 2019 - View Report
    6. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
       15 Apr 2020 - View Report
    7. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
       04 Jan 2022 - View Report
58. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
    30 Nov 2022 - View Report | Related Public Reports (11)
    1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
    2. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
    3. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
    4. OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
       26 Feb 2021 - View Report
    5. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
    6. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
       17 Aug 2022 - View Report
    7. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
    8. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
    9. CR/08/2024 Finfluencers, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
    10. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
    11. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
59. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
    29 Nov 2022 - View Report | Related Public Reports (9)
    1. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    2. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    3. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Jun 2016 - View Report
    4. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       16 Aug 2016 - View Report
    5. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       03 May 2018 - View Report
    6. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
       18 Jun 2019 - View Report
    7. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
       06 May 2021 - View Report
    8. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
       21 Jul 2021 - View Report
    9. FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
       11 Jul 2022 - View Report
60. OR08/22 Corporate Bond Markets – Drivers of Liquidity During COVID-19 Induced Market Stresses - Feedback Statement to the Discussion Paper of April 2022, Report of the Board of IOSCO
    16 Nov 2022 - View Report