Public Reports

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Showing 81 to 100 of 774 results

81. OR02/2022 Corporate Bond Markets – Drivers of Liquidity During COVID-19 Induced Market Stresses, Report of the Board of IOSCO
    Comments on the report should be submitted by 8 July 2022
    06 Apr 2022 - View Report
82. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
    24 Mar 2022 - View Report | Related Public Reports (8)
    1. OR01/2020 Global Stablecoin Initiatives, Report of the Board of IOSCO
       23 Mar 2020 - View Report
    2. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
       14 Jul 2022 - View Report
    3. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
    4. CR01/2023 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
       Please submit consultation responses to [email protected] by 31 July 2023.
       23 May 2023 - View Report | View comments received
    5. CR04/2023 Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
       Comments on the report should be submitted by 19 October 2023
       07 Sep 2023 - View Report | View comments received
    6. CR/08/2024 Finfluencers, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
    7. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
    8. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
83. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
    Comments on the report should be submitted by 23 May 2022
    21 Mar 2022 - View Report | Related Public Reports (19)
    1. Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
       Consultation Document
       16 Nov 2009 - View Report
    2. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
       01 Feb 2011 - View Report
    3. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
       21 Jan 2013 - View Report
    4. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
       24 Jul 2014 - View Report
    5. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
       21 Dec 2016 - View Report
    6. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
       19 Jun 2017 - View Report
    7. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
       08 Mar 2018 - Available languages: English, Portuguese, Japanese
    8. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
    9. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
    10. CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 15 August 2019
        28 May 2019 - View Report | View comments received
    11. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        12 Feb 2020 - View Report
    12. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    13. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
    14. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 March 2022
        17 Jan 2022 - View Report
    15. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
    16. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
    17. CR/08/2024 Finfluencers, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
    18. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
    19. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
84. FR03/2022 Central Counterparty Financial Resources for Recovery and Resolution, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures and IOSCO
    10 Mar 2022 - View Report
85. FR02/2022 Lessons Learned from the Use of Global Supervisory Colleges, Report of the Board of IOSCO
    18 Jan 2022 - View Report | Related Public Reports (4)
    1. CR09/2014 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
       Consultation Document
       25 Nov 2014 - View Report | View comments received | Written submissions to TF-XBR | TF-XBR roundtable meeting notes
    2. FR23/2015 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
       17 Sep 2015 - View Report
    3. FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
       04 Jun 2019 - View Report
    4. FR06/2020 Good Practices on Processes for Deference, Report of the Board of IOSCO
       26 Jun 2020 - View Report
86. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
    Comments on the report should be submitted by 17 March 2022
    17 Jan 2022 - View Report | Related Public Reports (9)
    1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
    2. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
    3. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
    4. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
       26 Sep 2019 - View Report
    5. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
    6. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
    7. CR/08/2024 Finfluencers, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
    8. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
    9. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
87. CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
    Comments on the report should be submitted by 14 March 2022
    13 Jan 2022 - View Report | Related Public Reports (1)
    1. FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
       11 Jul 2022 - View Report
88. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
    04 Jan 2022 - View Report | Related Public Reports (7)
    1. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
       20 Oct 2013 - View Report
    2. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
       11 Dec 2015 - View Report
    3. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
       23 Nov 2017 - View Report
    4. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
       01 Feb 2018 - View Report
    5. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
       13 Dec 2019 - View Report
    6. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
       15 Apr 2020 - View Report
    7. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
       27 Jan 2023 - View Report
89. CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
    Deadline for Comments Extended Until 20 February
    07 Dec 2021 - View Report | Related Public Reports (1)
    1. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
       14 Jul 2022 - View Report
90. CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Deadline for Comments Extended Until 7 February
    29 Nov 2021 - View Report | View comments received
91. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
    23 Nov 2021 - View Report | View comments received | Related Public Reports (7)
    1. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
       28 Jun 2021 - View Report
    2. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       Comments on the report should be submitted by 15 August 2021
       30 Jun 2021 - View Report
    3. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       26 Jul 2021 - View Report
    4. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       02 Nov 2021 - View Report | View comments received
    5. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
    6. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
       07 Nov 2022 - View Report
    7. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
92. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
    Comments on the report should be submitted by 17 January 2022
    15 Nov 2021 - View Report | Related Public Reports (7)
    1. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
       Comments received for this document are posted here
       05 Oct 2012 - View Report | View feedback statement | View comments received
    2. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       29 Oct 2012 - View Report
    3. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       09 Sep 2014 - View Report
    4. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
       09 May 2016 - View Report
    5. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       19 Nov 2018 - View Report and cover note | Cover note | Report
    6. FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
       07 Feb 2019 - View Report | View comments received
    7. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       31 Jan 2023 - View Report
93. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
    02 Nov 2021 - View Report | View comments received | Related Public Reports (5)
    1. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       Comments on the report should be submitted by 15 August 2021
       30 Jun 2021 - View Report
    2. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
    3. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
    4. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
       07 Nov 2022 - View Report
    5. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
94. FR07/2021 Principles on Outsourcing, Report of the Board of IOSCO
    27 Oct 2021 - View Report | View comments received | Related Public Reports (3)
    1. Principles On Outsourcing Of Financial Services For Market Intermediaries, Report of the Technical Committee of IOSCO
       Feb 2005 - View Report
    2. Principles on Outsourcing by Markets, Report of the Technical Committee of IOSCO
       13 Jul 2009 - View Report
    3. CR01/2020 Principles on Outsourcing, Report of the Board of IOSCO
       Comments on the report should be submitted by 1 October 2020
       28 May 2020 - View Report
95. CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    Deadline for Comments Extended Until 26 January
    26 Oct 2021 - View Report | View comments received | Related Public Reports (1)
    1. Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
       29 Sep 2022 - View Report
96. CR03/2021 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Deadline for Comments Extended Until 1 December
    06 Oct 2021 - View Report | View comments received
97. Statement on Credit Sensitive Rates
    08 Sep 2021 - View Report | Related Public Reports (10)
    1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 11 March 2013
       10 Jan 2013 - View Report | View comments received
    2. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 3 June 2013
       16 Apr 2013 - View Report | View comments received
    3. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
       17 Jul 2013 - View Report
    4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
       30 Oct 2013 - View Report
    5. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
       22 Jul 2014 - View Report
    6. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
       30 Sep 2014 - View Report
    7. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
       25 Feb 2015 - View Report
    8. FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
       16 Dec 2016 - View Report
    9. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
       07 Feb 2017 - View Report
    10. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
        13 Jun 2017 - View Report
98. FR06/2021 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
    07 Sep 2021 - View Report
99. OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
    12 Aug 2021 - View Report | Related Public Reports (3)
    1. OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
       26 Feb 2021 - View Report
    2. CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
       Comments on the report should be submitted by 8 July 2022
       06 Apr 2022 - View Report
    3. FR07/23 Good Practices Relating to the Implementation of the IOSCO Principles for Exchange Traded Funds, Report of the Board of IOSCO
       11 May 2023 - View Report
100. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
     26 Jul 2021 - View Report | Related Public Reports (3)
     1. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
        28 Jun 2021 - View Report
     2. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
        Comments on the report should be submitted by 15 August 2021
        30 Jun 2021 - View Report
     3. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
        23 Nov 2021 - View Report | View comments received