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Showing 81 to 100 of 762 results

81. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
    02 Nov 2021 - View Report | View comments received | Related Public Reports (5)
    1. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       Comments on the report should be submitted by 15 August 2021
       30 Jun 2021 - View Report
    2. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
    3. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
    4. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
       07 Nov 2022 - View Report
    5. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
82. FR07/2021 Principles on Outsourcing, Report of the Board of IOSCO
    27 Oct 2021 - View Report | View comments received | Related Public Reports (3)
    1. Principles On Outsourcing Of Financial Services For Market Intermediaries, Report of the Technical Committee of IOSCO
       Feb 2005 - View Report
    2. Principles on Outsourcing by Markets, Report of the Technical Committee of IOSCO
       13 Jul 2009 - View Report
    3. CR01/2020 Principles on Outsourcing, Report of the Board of IOSCO
       Comments on the report should be submitted by 1 October 2020
       28 May 2020 - View Report
83. CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    Deadline for Comments Extended Until 26 January
    26 Oct 2021 - View Report | View comments received | Related Public Reports (1)
    1. Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
       29 Sep 2022 - View Report
84. CR03/2021 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Deadline for Comments Extended Until 1 December
    06 Oct 2021 - View Report | View comments received
85. Statement on Credit Sensitive Rates
    08 Sep 2021 - View Report | Related Public Reports (10)
    1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 11 March 2013
       10 Jan 2013 - View Report | View comments received
    2. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 3 June 2013
       16 Apr 2013 - View Report | View comments received
    3. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
       17 Jul 2013 - View Report
    4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
       30 Oct 2013 - View Report
    5. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
       22 Jul 2014 - View Report
    6. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
       30 Sep 2014 - View Report
    7. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
       25 Feb 2015 - View Report
    8. FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
       16 Dec 2016 - View Report
    9. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
       07 Feb 2017 - View Report
    10. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
        13 Jun 2017 - View Report
86. FR06/2021 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
    07 Sep 2021 - View Report
87. OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
    12 Aug 2021 - View Report | Related Public Reports (3)
    1. OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
       26 Feb 2021 - View Report
    2. CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
       Comments on the report should be submitted by 8 July 2022
       06 Apr 2022 - View Report
    3. FR07/23 Good Practices Relating to the Implementation of the IOSCO Principles for Exchange Traded Funds, Report of the Board of IOSCO
       11 May 2023 - View Report
88. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
    26 Jul 2021 - View Report | Related Public Reports (3)
    1. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
       28 Jun 2021 - View Report
    2. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       Comments on the report should be submitted by 15 August 2021
       30 Jun 2021 - View Report
    3. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
89. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
    21 Jul 2021 - View Report | Related Public Reports (9)
    1. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
       Aug 2006 - View Report
    2. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    3. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    4. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Jun 2016 - View Report
    5. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       16 Aug 2016 - View Report
    6. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       03 May 2018 - View Report
    7. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
       18 Jun 2019 - View Report
    8. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
       06 May 2021 - View Report
    9. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Nov 2022 - View Report
90. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
    Comments on the report should be submitted by 15 August 2021
    30 Jun 2021 - View Report | Related Public Reports (3)
    1. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       26 Jul 2021 - View Report
    2. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       02 Nov 2021 - View Report | View comments received
    3. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
91. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
    28 Jun 2021 - View Report | Related Public Reports (8)
    1. Statement on Disclosure of ESG Matters by Issuers, Statement of the Board of IOSCO
       18 Jan 2019 - View Report
    2. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
       05 Jun 2019 - View Report
    3. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
       14 Apr 2020 - View Report
    4. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       26 Jul 2021 - View Report
    5. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
    6. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
    7. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
       07 Nov 2022 - View Report
    8. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
92. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
    07 Jun 2021 - View Report | Related Public Reports (3)
    1. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
       24 Jul 2018 - View Report
    2. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
       08 Oct 2020 - View Report
    3. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
       17 Aug 2022 - View Report
93. Statement on Benchmarks Transition
    02 Jun 2021 - View Report | Related Public Reports (10)
    1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 11 March 2013
       10 Jan 2013 - View Report | View comments received
    2. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 3 June 2013
       16 Apr 2013 - View Report | View comments received
    3. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
       17 Jul 2013 - View Report
    4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
       30 Oct 2013 - View Report
    5. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
       22 Jul 2014 - View Report
    6. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
       30 Sep 2014 - View Report
    7. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
       25 Feb 2015 - View Report
    8. FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
       16 Dec 2016 - View Report
    9. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
       07 Feb 2017 - View Report
    10. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
        13 Jun 2017 - View Report
94. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
    06 May 2021 - View Report | Related Public Reports (7)
    1. Operational Risk Transfer Across Financial Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
       Aug 2003 - View Report
    2. High-Level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
       Dec 2005 - View Report
    3. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
       Aug 2006 - View Report
    4. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    5. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    6. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
       21 Jul 2021 - View Report
    7. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Nov 2022 - View Report
95. IOSCO Statement on Going Concern Assessments and Disclosures during the COVID-19 Pandemic
    24 Mar 2021 - View Report
96. OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
    26 Feb 2021 - View Report | Related Public Reports (1)
    1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
97. IOSCO Statement on Enhancing Collaboration between the IASB and the FASB on Accounting for Goodwill
    25 Feb 2021 - View Report
98. FR02/2021 Observed Impact of COVID-19 Government Support Measures on Credit Ratings, Report of the Board of IOSCO
    15 Feb 2021 - View Report
99. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
    27 Jan 2021 - View Report | Related Public Reports (1)
    1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
100. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
     22 Dec 2020 - View Report | Related Public Reports (10)
     1. CR01/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
        Consultation Document
        13 Feb 2018 - View Report
     2. CR03/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of IOSCO
        Consultation Document
        07 Mar 2018 - View Report
     3. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
     4. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
        26 Sep 2019 - View Report
     5. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
     6. IOSCO Statement on Importance of Disclosure about COVID-19, Report of the Board of IOSCO
        29 May 2020 - View Report
     7. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
     8. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
     9. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
     10. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
         30 Mar 2023 - View Report