IOSCO Committee on Investment Management (Committee 5)

Questionnaire on ETFs for industry participants

The purpose of this questionnaire is intended to support our IOSCO mandate by seeking to generate a more granular understanding of certain topics regarding ETFs including during the market volatility in March/April 2020 and particularly fixed income ETFs (FI ETFs). It targets both ETF issuers (Part A) and market makers (MMs) / liquidity providers (LPs) (Part B) that are active in these markets. IOSCO will take into account the questionnaire responses in formulating any potential guidance with respect to ETFs in the future.

Individual responses will remain confidential and used only in anonymized and/or aggregated format in any future publications by IOSCO. For ETF issuers, please provide responses to questions under Part A only. For ETF MMs/LPs, please do so to questions under Part B only. Respondents may choose to provide responses to all or just some questions under the given section. The submission deadline is 1 March 2021. Please send your completed questionnaire to

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