International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 30861 to 30880 of 34709 results

Commercial Name Corporate Name URL Regulator Date
Nomura Levy Mergers & Acquisitions United Kingdom - Financial Conduct Authority 2016-06-17
GOLDprofessionell Austria GmbH Switzerland - Swiss Financial Market Supervisory Authority 2016-06-16
Trans-Atlantic Direct Switzerland - Swiss Financial Market Supervisory Authority 2016-06-16
Silver Ridge Resources Hong Kong - Securities and Futures Commission 2016-06-16
Option888 VIP Switzerland - Swiss Financial Market Supervisory Authority 2016-06-15
Sachs International, S.A. Hong Kong - Securities and Futures Commission 2016-06-15
Central Option / Central Provider Ltd Hong Kong - Securities and Futures Commission 2016-06-15
Camden Financial Services Hong Kong - Securities and Futures Commission 2016-06-15
Locker Global Management / Locker Capital Management Luxembourg - Commission de Surveillance du Secteur Financier 2016-06-14
Soren Moller Luxembourg - Commission de Surveillance du Secteur Financier 2016-06-14
Fuji Credit Asset Management The Netherlands - The Dutch Authority for the Financial Markets 2016-06-14
Fast Loans Now United Kingdom - Financial Conduct Authority 2016-06-13
Stanford Law United Kingdom - Financial Conduct Authority 2016-06-13
Cohen & Partners United Kingdom - Financial Conduct Authority 2016-06-10
Makler Company Sebastian Toczek Poland - Polish Financial Supervision Authority 2016-06-10
Spindler & Partner LLP Jersey - Jersey Financial Services Commission 2016-06-09
Capstone Financial Development Switzerland - Swiss Financial Market Supervisory Authority 2016-06-07
Capita Consult United Kingdom - Financial Conduct Authority 2016-06-07
Osaka Financial/Nippon Capital Asset Management Denmark - Danish Financial Supervisory Authority 2016-06-06
Bauer Schmidt & Guenter United Kingdom - Financial Conduct Authority 2016-06-03