Repository of Regulatory Initiatives for Brexit Preparedness
Repository of Regulatory Initiatives for Brexit Preparedness
Information for Specific Market Segments - Asset Management
European Commission
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Withdrawal of The United Kingdom and EU Rules in The Field of Asset Management 8 February 2018
https://ec.europa.eu/info/sites/info/files/file_import/asset_management_en.pdf
ESMA
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ESMA tells firms to provide clients with information on the implications of Brexit 19 December 2018
https://www.esma.europa.eu/sites/default/files/library/esma35-43-1328_brexit_statement_information_to_clients.pdf -
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union 12 July 2018
https://www.esma.europa.eu/system/files_force/library/esma42-110-998_public_statement_on_authorisation_applications.pdf?download=1 -
Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union 13 July 2017
https://www.esma.europa.eu/sites/default/files/library/esma34-45-344_opinion_to_support_supervisory_convergence_in_the_area_of_investment_management_in_the_context_of_the_united_kingdom_withdrawing_from_the_european_union.pdf
FCA
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The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019: notification before exit day as amended
https://www.fca.org.uk/publication/handbook/amended-temporary-permission-notification-direction-ucits-oct-19.pdf -
The Alternative Investment Fund Managers Regulations 2013, as amended, in particular by the Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019: notification before exit day as amended
https://www.fca.org.uk/publication/handbook/amended-temporary-permission-notification-direction-aifm-oct-19.pdf -
The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019: notification before exit day 22 February 2019
https://www.fca.org.uk/publication/handbook/temporary-permission-notification-direction-cis.pdf -
The Alternative Investment Fund Managers Regulations 2013, as amended, in particular by the Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019: notification before exit day 22 February 2019
https://www.fca.org.uk/publication/handbook/temporary-permission-notification-direction-aifm.pdf -
Notification window for the temporary permissions regime now open 7 January 2019
https://www.fca.org.uk/news/news-stories/notification-window-temporary-permissions-regime-now-open -
Temporary permission and variation under the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018: notification before exit day 9 November 2018
https://www.fca.org.uk/publication/handbook/temporary-permission-notification-direction.pdf