Repository of Regulatory Initiatives for Brexit Preparedness
Repository of Regulatory Initiatives for Brexit Preparedness
Information for Specific Market Segments - General/Cross-Sectoral
European Commission
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Withdrawal of the United Kingdom and EU rules in the field of markets in financial instruments 8 February 2018
https://ec.europa.eu/info/sites/info/files/file_import/financial_instruments_en.pdf
ESMA
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ESMA reminds users of scheduled it operations at the end of the Brexit transition period 16 December 2021
https://www.esma.europa.eu/press-news/esma-news/esma-reminds-users-scheduled-it-operations-end-brexit-transition-period -
ESMA Public Statement on the Derivatives Trading Obligation (DTO) 25 November 2021
https://www.esma.europa.eu/sites/default/files/library/70-155-8842_esma_statement_on_dto_final.pdf -
Public Statement Impact of Brexit on the application of MiFID II/MiFIR 1 October 2020
https://www.esma.europa.eu/sites/default/files/library/esma70-155-10962_statement_brexit_mifid_remaining_issues_2020_q4.pdf -
ESMA - update on the UK’s withdrawal from the European union - preparations for a possible no-deal Brexit scenario on 31 October 2019 (7 October)
https://www.esma.europa.eu/press-news/esma-news/esma-update-uk%E2%80%99s-withdrawal-european-union-preparations-possible-no-deal-brexit -
ESMA update on no-deal Brexit preparations
https://www.esma.europa.eu/press-news/esma-news/esma-update-no-deal-brexit-preparations -
ESMA updates on its preparations for a possible no-deal Brexit on 12 April scenario 28 March 2019
https://www.esma.europa.eu/press-news/esma-news/esma-updates-its-preparations-possible-no-deal-brexit-scenario-12-april -
ESMA sets out its approach to several MIFID II/MIFIR and BMR provisions under a no deal-Brexit 8 March
https://www.esma.europa.eu/sites/default/files/library/esma70-155-7253_public_statement_mifidii_bmr_provisions_under_a_no_deal_brexit.pdf -
ESMA tells firms to provide clients with information on the implications of Brexit 19 December 2018
https://www.esma.europa.eu/sites/default/files/library/esma35-43-1328_brexit_statement_information_to_clients.pdf -
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union 12 July 2018
https://www.esma.europa.eu/system/files_force/library/esma42-110-998_public_statement_on_authorisation_applications.pdf?download=1 -
ESMA issues sector-specific principles on relocations from the UK to the EU27 13 July 2017
https://www.esma.europa.eu/press-news/esma-news/esma-issues-sector-specific-principles-relocations-uk-eu27
FCA
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Regulatory change for firms as Brexit transition period ends 31 December 2021
https://www.fca.org.uk/news/news-stories/regulatory-change-firms-brexit-transition-period-ends -
The end of the EU withdrawal transition period 23 December 2021
https://www.fca.org.uk/brexit/eu-withdrawal-transition-period -
FCA publishes rules that will apply at the end of the transition period 1 October 2020
https://www.fca.org.uk/news/press-releases/fca-publishes-rules-will-apply-end-transition-period -
Joint Letter on Final preparations for the end of the transition period 9 October 2020
https://www.bankofengland.co.uk/prudential-regulation/letter/2020/final-preparations-for-the-end-of-the-transition-period -
FCA announces extension to its use of the temporary transitional power
https://www.fca.org.uk/news/press-releases/fca-announces-extension-its-use-temporary-transitional-power -
Updates to the FCA’s directions under the Temporary Transitional Power
https://www.fca.org.uk/news/press-releases/updates-fcas-directions-under-temporary-transitional-power -
Preparing for Brexit in financial services: the state of play
https://www.fca.org.uk/news/speeches/preparing-brexit-financial-services-state-play -
FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit
https://www.fca.org.uk/news/press-releases/fca-steps-efforts-ensure-firms-are-getting-ready-no-deal-brexit -
Brexit: is your firm prepared? 16 September 2019
https://www.fca.org.uk/publication/documents/brexit-are-you-prepared.pdf -
Update on Brexit delay
https://www.fca.org.uk/news/statements/update-brexit-delay -
The FCA confirms final rules for firms 29 March 2019
https://www.fca.org.uk/news/press-releases/brexit-fca-confirms-final-rules-firms -
The temporary permissions regime for inbound passporting EEA firms and funds –extending the notification window for the temporary permissions regime until the end of 11 April 2019. 27 March 2019
https://www.fca.org.uk/brexit/temporary-permissions-regime -
Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period 13 May 2019
https://www.fca.org.uk/news/statements/statement-various-mifid-obligations-and-benchmarks-regulation-if-uk-leaves-eu-without-implementation -
Brexit Policy Statement and Transitional Directions 4 March 2019
https://www.fca.org.uk/publications/policy-statements/ps19-5-brexit-policy-statement -
The temporary permissions regime for inbound passporting EEA firms and funds – our approach 1 March 2019
https://www.fca.org.uk/brexit/temporary-permissions-regime -
Preparing your firm for Brexit 26 February 2019
https://www.fca.org.uk/firms/preparing-for-brexit -
Brexit – what we expect firms and other regulated persons to do now 1 February 2019
https://www.fca.org.uk/news/statements/brexit-what-we-expect-firms-now -
The financial services contracts regime 1 February 2019
https://www.fca.org.uk/news/statements/financial-services-contracts-regime
UK Treasury & Government
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HM Treasury equivalence decisions for the EEA States – 9 November 2020
https://www.gov.uk/government/publications/hm-treasury-equivalence-decisions-for-the-eea-states-9-november-2020 -
Financial services legislation under the EU (Withdrawal) Act 2018
https://www.gov.uk/government/collections/financial-services-legislation-under-the-eu-withdrawal-act