Repository of Regulatory Initiatives for Brexit Preparedness
Repository of Regulatory Initiatives for Brexit Preparedness
Information for Specific Market Segments - Secondary Markets
European Commission
-
Exemption of the Bank of England from the pre- and post-trade transparency requirements (MiFIR) 30 January 2019
https://ec.europa.eu/info/publications/exemption-bank-england-pre-and-post-trade-transparency-requirements-mifir_en -
Report on the exemption for the Bank of England and the United Kingdom Debt Management Office under the Market Abuse Regulation 30 January 2019
https://ec.europa.eu/info/files/report-exemption-bank-england-and-united-kingdom-debt-management-office-under-market-abuse-regulation_en -
Report on the exemption for the Central Bank of The United Kingdom ('Bank of England') under the Markets in Financial Instruments Regulation 30 January 2019
https://ec.europa.eu/info/files/report-exemption-central-bank-united-kingdom-bank-england-under-markets-financial-instruments-regulation_en -
UK suspension from the Union Registry [Emissions] 17 December 2018
https://ec.europa.eu/info/files/uk-suspension-union-registry_en -
Withdrawal of the United Kingdom and EU rules in the field of markets in financial instruments 8 February 2018
https://ec.europa.eu/info/sites/info/files/file_import/financial_instruments_en.pdf
ESMA
-
ESMA adds UK venues to opinions on third-country trading venues 27 October 2020
https://www.esma.europa.eu/press-news/esma-news/esma-adds-uk-venues-opinions-third-country-trading-venues-1 -
Final Position On Share Trading Obligation 26 October 2020
https://www.esma.europa.eu/press-news/esma-news/esma-sets-out-final-position-share-trading-obligation-0 -
ESMA amends CRR standard on main indices and recognised exchanges
https://www.esma.europa.eu/sites/default/files/library/esma70-156-1535_final_report_amending_its_on_main_indices_and_recognised_exchanges_under_crr.pdf -
Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)
https://www.esma.europa.eu/system/files_force/library/esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf?download=1 -
Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019
https://www.esma.europa.eu/system/files_force/library/esma70-155-7658_statement_brexit_esma_it_systems_oct_19.pdf?download=1 -
ESMA’s Application of the Trading Obligation for Shares Following a No-Deal Brexit 19 May 2019
https://www.esma.europa.eu/press-news/esma-news/esma%E2%80%99s-application-trading-obligation-shares-following-no-deal-brexit-0 -
Impact of Brexit on MiFID II/MiFIR and the Benchmark Regulation (BMR) – C(6) carve-out, trading obligation for derivatives, ESMA opinions on third-country trading venues for the purpose of post-trade transparency and position limits 8 March 2019
https://www.esma.europa.eu/sites/default/files/library/esma70-155-7253_public_statement_mifidii_bmr_provisions_under_a_no_deal_brexit.pdf -
ESMA sets out use of UK data in ESMA databases under a no-deal Brexit 5 February 2019
https://www.esma.europa.eu/press-news/esma-news/esma-sets-out-use-uk-data-in-esma-databases-under-no-deal-brexit -
ESMA clarifies the reporting and handling of derivatives data in case of no-deal Brexit 1 February 2019
https://www.esma.europa.eu/press-news/esma-news/esma-clarifies-reporting-and-handling-derivatives-data-in-case-no-deal-brexit -
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union 13 July 2017
https://www.esma.europa.eu/document/opinion-support-supervisory-convergence-in-area-secondary-markets-in-context-united-kingdom
FCA
-
FCA statement on the share trading obligation 4 October 2020
https://www.fca.org.uk/news/statements/fca-statement-share-trading-obligation -
Statement on MiFID trade reporting and position limit obligations 3 October 2020
https://www.fca.org.uk/news/statements/statement-mifid-trade-reporting-and-position-limit-obligations -
FCA to introduce UK Benchmarks Register 22 May 2019
https://www.fca.org.uk/news/statements/fca-to-introduce-uk-benchmarks-register -
FCA statement on share trading obligations 19 May 2019
https://www.fca.org.uk/news/statements/fca-statement-share-trading-obligations -
Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period 13 May 2019
https://www.fca.org.uk/news/statements/statement-various-mifid-obligations-and-benchmarks-regulation-if-uk-leaves-eu-without-implementation -
Preparing your firm for Brexit 26 February 2019
https://www.fca.org.uk/firms/preparing-for-brexit -
List of EEA market operators applying to become a recognised overseas investment exchange (ROIE) 25 February 2019
https://www.fca.org.uk/news/statements/roie-applications -
FCA approach to MiFID transparency calculations 5 February 2019
https://www.fca.org.uk/news/statements/fca-approach-mifid-transparency-calculations -
Our approach to overseas market operators seeking to apply to become a recognised overseas investment exchange (ROIE) 30 January 2019
https://www.fca.org.uk/news/statements/our-approach-overseas-market-operators-seeking-apply-become-recognised-overseas-investment-exchange -
Direction: Application for ROIE status (PDF) 14 September, 2018
https://www.fca.org.uk/publication/handbook/roie-direction.pdf -
Direction: Temporary permission notification (PDF) 9 November 2018
https://www.fca.org.uk/publication/handbook/temporary-permission-notification-direction.pdf