Public Reports

CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
Comments on the report should be submitted by 4 October 2022
04 Aug 2022 - View Report | Cover note
FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
14 Jul 2022 - View Report | Related Public Reports (5)
1. OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
  07 Jul 2022 - View Report
2. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
  24 Mar 2022 - View Report
3. CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
  Deadline for Comments Extended Until 20 February
  07 Dec 2021 - View Report
4. FR09/2020 Development of Emerging Capital Markets: Opportunities, Challenges and Solutions, Report of the IOSCO Growth and Emerging Market Committee
  30 Oct 2020 - View Report
5. FR02/2017 IOSCO Research Report on Financial Technologies (Fintech), Report of the Board of IOSCO
  08 Feb 2017 - View Report
Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
13 Jul 2022 - View Report
FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
11 Jul 2022 - View Report | Related Public Reports (1)
1. CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
  Comments on the report should be submitted by 14 March 2022
  13 Jan 2022 - View Report
OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
07 Jul 2022 - View Report | Related Public Reports (1)
1. FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
  14 Jul 2022 - View Report
Implementation monitoring of PFMI: Level 2 assessment report for Turkey, Committee on Payments and Market Infrastructures and the Board of IOSCO
06 Jul 2022 - View Report
FR04/2022 Market Data in the Secondary Equity Market: Current Issues and Considerations, Report of the Board of IOSCO
28 Apr 2022 - View Report | View comments received | Related Public Reports (1)
1. CR03/2020 Market Data In The Secondary Equity Markets, Report of the Board of IOSCO
  Comments on the report should be submitted by 26 February 2021
  03 Dec 2020 - View Report
CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
Comments on the report should be submitted by 8 July 2022
06 Apr 2022 - View Report | Related Public Reports (2)
1. OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
  12 Aug 2021 - View Report
2. FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
  24 Jun 2013 - View Report
OR02/2022 Corporate Bond Markets – Drivers of Liquidity During COVID-19 Induced Market Stresses, Report of the Board of IOSCO
Comments on the report should be submitted by 8 July 2022
06 Apr 2022 - View Report
OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
24 Mar 2022 - View Report | Related Public Reports (2)
1. FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
  14 Jul 2022 - View Report
2. OR01/2020 Global Stablecoin Initiatives, Report of the Board of IOSCO
  23 Mar 2020 - View Report
CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022 - View Report | Related Public Reports (14)
1. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
  Comments on the report should be submitted by 17 March 2022
  17 Jan 2022 - View Report
2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
  22 Dec 2020 - View Report
3. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
  22 Dec 2020 - View Report
4. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
  12 Feb 2020 - View Report
5. CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 15 August 2019
  28 May 2019 - View Report | View comments received
6. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
  02 Apr 2019 - View Report
7. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
  19 Sep 2018 - View Report
8. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
  08 Mar 2018 - Available languages: English, Portuguese, Japanese
9. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
  19 Jun 2017 - View Report
10. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
  21 Dec 2016 - View Report
11. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
  24 Jul 2014 - View Report
12. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
  21 Jan 2013 - View Report
13. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
  01 Feb 2011 - View Report
14. Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
  Consultation Document
  16 Nov 2009 - View Report
FR03/2022 Central Counterparty Financial Resources for Recovery and Resolution, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures and IOSCO
10 Mar 2022 - View Report
FR02/2022 Lessons Learned from the Use of Global Supervisory Colleges, Report of the Board of IOSCO
18 Jan 2022 - View Report | Related Public Reports (4)
1. FR06/2020 Good Practices on Processes for Deference, Report of the Board of IOSCO
  26 Jun 2020 - View Report
2. FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
  04 Jun 2019 - View Report
3. FR23/2015 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  17 Sep 2015 - View Report
4. CR09/2014 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  Consultation Document
  25 Nov 2014 - View Report | View comments received | Written submissions to TF-XBR | TF-XBR roundtable meeting notes
CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
Comments on the report should be submitted by 17 March 2022
17 Jan 2022 - View Report | Related Public Reports (5)
1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
  Comments on the report should be submitted by 23 May 2022
  21 Mar 2022 - View Report
2. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
  26 Sep 2019 - View Report
3. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
  02 Apr 2019 - View Report
4. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
  19 Sep 2018 - View Report
5. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 May 2018 - View Report
CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
Comments on the report should be submitted by 14 March 2022
13 Jan 2022 - View Report | Related Public Reports (1)
1. FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
  11 Jul 2022 - View Report
FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
04 Jan 2022 - View Report | Related Public Reports (6)
1. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
  15 Apr 2020 - View Report
2. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
  13 Dec 2019 - View Report
3. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
  01 Feb 2018 - View Report
4. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
  23 Nov 2017 - View Report
5. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
  11 Dec 2015 - View Report
6. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
  20 Oct 2013 - View Report
CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
Deadline for Comments Extended Until 20 February
07 Dec 2021 - View Report | Related Public Reports (1)
1. FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
  14 Jul 2022 - View Report
CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
Deadline for Comments Extended Until 7 February
29 Nov 2021 - View Report | View comments received
FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
23 Nov 2021 - View Report | View comments received | Related Public Reports (4)
1. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  02 Nov 2021 - View Report | View comments received
2. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  26 Jul 2021 - View Report
3. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  Comments on the report should be submitted by 15 August 2021
  30 Jun 2021 - View Report
4. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
  28 Jun 2021 - View Report
CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
Comments on the report should be submitted by 17 January 2022
15 Nov 2021 - View Report | Related Public Reports (6)
1. FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
  07 Feb 2019 - View Report | View comments received
2. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  19 Nov 2018 - View Report and cover note | Cover note | Report
3. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
  09 May 2016 - View Report
4. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  09 Sep 2014 - View Report
5. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  29 Oct 2012 - View Report
6. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
  Comments received for this document are posted here
  05 Oct 2012 - View Report | View feedback statement | View comments received