Public Reports

CR02/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
26 Jul 2021 - View Report | Related Public Reports (2)
1. CR01/2021 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  Comments on the report should be submitted by 15 August 2021
  30 Jun 2021 - View Report
2. FR04/2021 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
  28 Jun 2021 - View Report
FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
21 Jul 2021 - View Report | Related Public Reports (8)
1. FR03/2021 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
  06 May 2021 - View Report
2. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
  18 Jun 2019 - View Report
3. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  03 May 2018 - View Report
4. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  16 Aug 2016 - View Report
5. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  29 Jun 2016 - View Report
6. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
7. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
8. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Aug 2006 - View Report
CR01/2021 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
Comments on the report should be submitted by 15 August 2021
30 Jun 2021 - View Report | Related Public Reports (1)
1. CR02/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  26 Jul 2021 - View Report
FR04/2021 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
28 Jun 2021 - View Report | Related Public Reports (4)
1. CR02/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  26 Jul 2021 - View Report
2. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
  14 Apr 2020 - View Report
3. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
  05 Jun 2019 - View Report
4. Statement on Disclosure of ESG Matters by Issuers, Statement of the Board of IOSCO
  18 Jan 2019 - View Report
World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
07 Jun 2021 - View Report | Related Public Reports (2)
1. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
  08 Oct 2020 - View Report
2. FR12/2018 World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
  24 Jul 2018 - View Report
Statement on Benchmarks Transition
02 Jun 2021 - View Report | Related Public Reports (10)
1. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
  13 Jun 2017 - View Report
2. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
  07 Feb 2017 - View Report
3. FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
  16 Dec 2016 - View Report
4. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
  25 Feb 2015 - View Report
5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
6. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report | Download files in zip format
7. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
  30 Oct 2013 - View Report
8. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
9. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
10. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 March 2013
  10 Jan 2013 - View Report | View comments received
FR03/2021 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
06 May 2021 - View Report | Related Public Reports (6)
1. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
  21 Jul 2021 - View Report
2. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
3. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
4. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Aug 2006 - View Report
5. High-Level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Dec 2005 - View Report
6. Operational Risk Transfer Across Financial Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Aug 2003 - View Report
IOSCO Statement on Going Concern Assessments and Disclosures during the COVID-19 Pandemic
24 Mar 2021 - View Report
OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
26 Feb 2021 - View Report
IOSCO Statement on Enhancing Collaboration between the IASB and the FASB on Accounting for Goodwill
25 Feb 2021 - View Report
FR02/2021 Observed Impact of COVID-19 Government Support Measures on Credit Ratings, Report of the Board of IOSCO
15 Feb 2021 - View Report
FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
27 Jan 2021 - View Report
FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
22 Dec 2020 - View Report | Related Public Reports (7)
1. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
  22 Dec 2020 - View Report
2. IOSCO Statement on Importance of Disclosure about COVID-19, Report of the Board of IOSCO
  29 May 2020 - View Report
3. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 Sep 2019 - View Report
4. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
  26 Sep 2019 - View Report
5. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
  02 Apr 2019 - View Report
6. CR03/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of IOSCO
  Consultation Document
  07 Mar 2018 - View Report
7. CR01/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
  Consultation Document
  13 Feb 2018 - View Report
FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
22 Dec 2020 - View Report | Related Public Reports (4)
1. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
  22 Dec 2020 - View Report
2. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
  12 Feb 2020 - View Report
3. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
  21 Dec 2016 - View Report
4. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
  06 May 2015 - View Report
CR03/2020 Market Data In The Secondary Equity Markets, Report of the Board of IOSCO
Comments on the report should be submitted by 26 February 2021
03 Dec 2020 - View Report
OR03/2020 Money Market Funds during the March-April Episode - Thematic Note, Report of the Board of IOSCO
20 Nov 2020 - View Report
FR11/20 Thematic Review on consistency in implementation of Money Market Funds reforms, Report of the Board of IOSCO
20 Nov 2020 - View Report
FR10/2020 Implementation monitoring of PFMI: Level 2 assessment report for Brazil, Committee on Payments and Market Infrastructures and the Board of IOSCO
03 Nov 2020 - View Report
FR09/2020 Development of Emerging Capital Markets: Opportunities, Challenges and Solutions, Report of the IOSCO Growth and Emerging Market Committee
30 Oct 2020 - View Report
World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
08 Oct 2020 - View Report | Related Public Reports (1)
1. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
  07 Jun 2021 - View Report