Public Reports

FR11/2019 Margin requirements for non-centrally cleared derivatives, Report of the Board of IOSCO
23 Jul 2019 - View Report
FR10/2019 Liquidity in Corporate Bond Markets Under Stressed Conditions, Report of the Board of IOSCO
21 Jun 2019 - View Report
FR09/2019 Cyber Task Force, Report of the Board of IOSCO
18 Jun 2019 - View Report
CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
Comments on the report should be submitted by 9 August 2019
05 Jun 2019 - View Report | Cover note | Related Public Reports (1)
1. FR11/2017 Recovery of financial market infrastructures and Cover Note, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  05 Jul 2017 - View Report
FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
05 Jun 2019 - View Report | Related Public Reports (1)
1. CR01/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
  Comments on the report should be submitted by 1 April 2019
  01 Feb 2019 - View Report
FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
04 Jun 2019 - View Report | Related Public Reports (1)
1. FR23/2015 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  17 Sep 2015 - View Report
FR06/2019 Implementation monitoring of PFMI: Assessment report for the United States – Payment systems, central securities depositories and securities settlement systems, Committee on Payments and Market Infrastructures and the Board of IOSCO
31 May 2019 - View Report | Related Public Reports (1)
1. FR/2015 Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and trade repositories – United States, Committee on Payments and Market Infrastructures and the Board of IOSCO
  26 Feb 2015 - View Report
CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
Comments on the report should be submitted by 29 July 2019
28 May 2019 - View Report
FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019 - View Report | Related Public Reports (1)
1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 May 2018 - View Report
Board Priorities - IOSCO work program for 2019, Report of the Board of IOSCO
25 Mar 2019 - View Report
BCBS/IOSCO statement on the final implementation phases of the Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
05 Mar 2019 - View Report
FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
12 Feb 2019 - View Report | Related Public Reports (2)
1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  31 May 2017 - View Report
2. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  31 May 2017 - View Report
FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
07 Feb 2019 - View Report | View comments received
CR01/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
Comments on the report should be submitted by 1 April 2019
01 Feb 2019 - View Report
FR02/2019 Implementation monitoring of PFMI: Assessment report for Switzerland, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
30 Jan 2019 - View Report
Statement on Disclosure of ESG Matters by Issuers, Statement of the Board of IOSCO
18 Jan 2019 - View Report
FR01/2019 IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
17 Jan 2019 - View Report | View comments received | Related Public Reports (2)
1. CR04/2018 IOSCO Consultation Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
  Comments on this consultation paper should be submitted by 24 July 2018
  24 Apr 2018 - View Report
2. FR04/2016 Survey Report on Audit Committee Oversight of Auditors, Report of the Board of IOSCO
  31 May 2016 - View Report
FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
19 Nov 2018 - View Report and cover note | Cover note | Report | Related Public Reports (3)
1. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  09 Sep 2014 - View Report
2. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  29 Oct 2012 - View Report | Download files in zip format
3. FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
  15 Sep 2011 - View Report
FR18/2018 Incentives to centrally clear over-the-counter (OTC) derivatives: A post-implementation evaluation of the effects of the G20 financial regulatory reforms, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures, IOSCO and the Basel Committee on Banking Supervision (BCBS)
19 Nov 2018 - View Report
CR08/2018 IOSCO Report: Leverage, Report of the Board of IOSCO
Comments on the report should be submitted by 1 February 2019
14 Nov 2018 - View Report | View comments received