Public Reports
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CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
Comments on the report should be submitted by 4 October 2022
04 Aug 2022
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| Cover note
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FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
14 Jul 2022
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| Related Public Reports (5)
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OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
07 Jul 2022
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OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
24 Mar 2022
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CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
Deadline for Comments Extended Until 20 February
07 Dec 2021
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FR09/2020 Development of Emerging Capital Markets: Opportunities, Challenges and Solutions, Report of the IOSCO Growth and Emerging Market Committee
30 Oct 2020
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FR02/2017 IOSCO Research Report on Financial Technologies (Fintech), Report of the Board of IOSCO
08 Feb 2017
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Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
13 Jul 2022
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FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
11 Jul 2022
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| Related Public Reports (1)
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CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
Comments on the report should be submitted by 14 March 2022
13 Jan 2022
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OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
07 Jul 2022
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| Related Public Reports (1)
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FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
14 Jul 2022
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Implementation monitoring of PFMI: Level 2 assessment report for Turkey, Committee on Payments and Market Infrastructures and the Board of IOSCO
06 Jul 2022
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FR04/2022 Market Data in the Secondary Equity Market: Current Issues and Considerations, Report of the Board of IOSCO
28 Apr 2022
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| View comments received
| Related Public Reports (1)
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CR03/2020 Market Data In The Secondary Equity Markets, Report of the Board of IOSCO
Comments on the report should be submitted by 26 February 2021
03 Dec 2020
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CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
Comments on the report should be submitted by 8 July 2022
06 Apr 2022
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| Related Public Reports (2)
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OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
12 Aug 2021
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FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
24 Jun 2013
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OR02/2022 Corporate Bond Markets – Drivers of Liquidity During COVID-19 Induced Market Stresses, Report of the Board of IOSCO
Comments on the report should be submitted by 8 July 2022
06 Apr 2022
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OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
24 Mar 2022
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| Related Public Reports (2)
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FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
14 Jul 2022
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OR01/2020 Global Stablecoin Initiatives, Report of the Board of IOSCO
23 Mar 2020
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CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022
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| Related Public Reports (14)
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CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
Comments on the report should be submitted by 17 March 2022
17 Jan 2022
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FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
22 Dec 2020
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FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
22 Dec 2020
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FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
12 Feb 2020
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CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 15 August 2019
28 May 2019
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| View comments received
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FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019
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FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
19 Sep 2018
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FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
08 Mar 2018
- Available languages:
English,
Portuguese,
Japanese
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FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
19 Jun 2017
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FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
21 Dec 2016
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FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
24 Jul 2014
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FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
21 Jan 2013
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FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
01 Feb 2011
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Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
Consultation Document
16 Nov 2009
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FR03/2022 Central Counterparty Financial Resources for Recovery and Resolution, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures and IOSCO
10 Mar 2022
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FR02/2022 Lessons Learned from the Use of Global Supervisory Colleges, Report of the Board of IOSCO
18 Jan 2022
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| Related Public Reports (4)
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CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
Comments on the report should be submitted by 17 March 2022
17 Jan 2022
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| Related Public Reports (5)
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CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022
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FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
26 Sep 2019
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FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019
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FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
19 Sep 2018
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FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 May 2018
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CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
Comments on the report should be submitted by 14 March 2022
13 Jan 2022
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| Related Public Reports (1)
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FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
11 Jul 2022
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FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
04 Jan 2022
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| Related Public Reports (6)
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FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
15 Apr 2020
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FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
13 Dec 2019
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FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
01 Feb 2018
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FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
23 Nov 2017
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FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
11 Dec 2015
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Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
20 Oct 2013
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CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
Deadline for Comments Extended Until 20 February
07 Dec 2021
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| Related Public Reports (1)
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FR07/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
14 Jul 2022
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View Report
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CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
Deadline for Comments Extended Until 7 February
29 Nov 2021
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| View comments received
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FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
23 Nov 2021
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| View comments received
| Related Public Reports (4)
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FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
02 Nov 2021
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| View comments received
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CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
26 Jul 2021
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CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
Comments on the report should be submitted by 15 August 2021
30 Jun 2021
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FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
28 Jun 2021
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CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
Comments on the report should be submitted by 17 January 2022
15 Nov 2021
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| Related Public Reports (6)
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FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
07 Feb 2019
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| View comments received
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FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
19 Nov 2018
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| Cover note
| Report
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FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
09 May 2016
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FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
09 Sep 2014
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FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
29 Oct 2012
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FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
Comments received for this document are posted here
05 Oct 2012
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| View feedback statement | View comments received