Public Reports

CR04/2019 Clock Synchronisation, Report of the Board of IOSCO
Comments on the report should be submitted by 13 November 2019
11 Sep 2019 - View Report
Statement on Communication and Outreach to Inform Relevant Stakeholders Regarding Benchmarks Transition, Report of the Board of IOSCO
31 Jul 2019 - View Report
FR11/2019 Margin requirements for non-centrally cleared derivatives, Report of the Board of IOSCO
23 Jul 2019 - View Report
FR10/2019 Liquidity in Corporate Bond Markets Under Stressed Conditions, Report of the Board of IOSCO
21 Jun 2019 - View Report
FR09/2019 Cyber Task Force, Report of the Board of IOSCO
18 Jun 2019 - View Report
CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
Comments on the report should be submitted by 9 August 2019
05 Jun 2019 - View Report | Cover note | View comments received | Related Public Reports (1)
1. FR11/2017 Recovery of financial market infrastructures and Cover Note, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  05 Jul 2017 - View Report
FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
05 Jun 2019 - View Report | Related Public Reports (1)
1. CR01/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
  Consultation Document
  01 Feb 2019 - View Report
FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
04 Jun 2019 - View Report | Related Public Reports (1)
1. FR23/2015 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  17 Sep 2015 - View Report
FR06/2019 Implementation monitoring of PFMI: Assessment report for the United States – Payment systems, central securities depositories and securities settlement systems, Committee on Payments and Market Infrastructures and the Board of IOSCO
31 May 2019 - View Report | Related Public Reports (1)
1. FR/2015 Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and trade repositories – United States, Committee on Payments and Market Infrastructures and the Board of IOSCO
  26 Feb 2015 - View Report
CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 15 August 2019
28 May 2019 - View Report | View comments received
FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019 - View Report | Related Public Reports (1)
1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 May 2018 - View Report
Board Priorities - IOSCO work program for 2019, Report of the Board of IOSCO
25 Mar 2019 - View Report
BCBS/IOSCO statement on the final implementation phases of the Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
05 Mar 2019 - View Report
FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
12 Feb 2019 - View Report | Related Public Reports (2)
1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  31 May 2017 - View Report
2. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  31 May 2017 - View Report
FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
07 Feb 2019 - View Report | View comments received
CR01/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
Consultation Document
01 Feb 2019 - View Report
FR02/2019 Implementation monitoring of PFMI: Assessment report for Switzerland, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
30 Jan 2019 - View Report
Statement on Disclosure of ESG Matters by Issuers, Statement of the Board of IOSCO
18 Jan 2019 - View Report
FR01/2019 IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
17 Jan 2019 - View Report | View comments received | Related Public Reports (2)
1. CR04/2018 IOSCO Consultation Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
  Consultation Document
  24 Apr 2018 - View Report
2. FR04/2016 Survey Report on Audit Committee Oversight of Auditors, Report of the Board of IOSCO
  31 May 2016 - View Report
FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
19 Nov 2018 - View Report and cover note | Cover note | Report | Related Public Reports (3)
1. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  09 Sep 2014 - View Report
2. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  29 Oct 2012 - View Report | Download files in zip format
3. FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
  15 Sep 2011 - View Report