Public Reports

Statement on IOSCO study of emerging global stablecoin proposals, Report of the Board of IOSCO
04 Nov 2019 - View Report
FR16/2019 Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
09 Oct 2019 - View Report | View comments received | Related Public Reports (4)
1. CR07/2018 Governance arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  Consultation Document
  16 Aug 2018 - View Report | Response Form
2. FR06/2018 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  09 Apr 2018 - View Report
3. FR17/2017 Technical Guidance - Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  28 Sep 2017 - View Report
4. FR04/2017 Technical Guidance on Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  28 Feb 2017 - View Report
FR15/2019 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
02 Oct 2019 - View Report | Related Public Reports (6)
1. FR20/2017 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
  03 Nov 2017 - View Report
2. FR19/2017 Update to the IOSCO Peer Review of Regulation of Money Market Funds, Report of the Board of IOSCO
  03 Nov 2017 - View Report
3. FR20/2015 Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation: Final Report, Report of the Board of IOSCO
  03 Sep 2015 - View Report
4. FR19/2015 Peer Review of Regulation of Money Market Funds: Final Report, Report of the Board of IOSCO
  02 Sep 2015 - View Report
5. FR09/12 Global Developments in Securitisation Regulation, Report of the Board of IOSCO
  16 Nov 2012 - View Report | Download files in zip format
6. FR07/12 Policy Recommendations for Money Market Funds, Report of the Board of IOSCO
  09 Oct 2012 - View Report | Download files in zip format
FR14/2019 Update to the IOSCO Peer Review of Regulation of Money Market Funds, Report of the Board of IOSCO
02 Oct 2019 - View Report | Related Public Reports (6)
1. FR20/2017 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
  03 Nov 2017 - View Report
2. FR19/2017 Update to the IOSCO Peer Review of Regulation of Money Market Funds, Report of the Board of IOSCO
  03 Nov 2017 - View Report
3. FR20/2015 Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation: Final Report, Report of the Board of IOSCO
  03 Sep 2015 - View Report
4. FR19/2015 Peer Review of Regulation of Money Market Funds: Final Report, Report of the Board of IOSCO
  02 Sep 2015 - View Report
5. FR09/12 Global Developments in Securitisation Regulation, Report of the Board of IOSCO
  16 Nov 2012 - View Report | Download files in zip format
6. FR07/12 Policy Recommendations for Money Market Funds, Report of the Board of IOSCO
  09 Oct 2012 - View Report | Download files in zip format
FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
30 Sep 2019 - View Report | Related Public Reports (1)
1. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 7 November 2014
  04 Nov 2014 - View Report | View comments received
FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
26 Sep 2019 - View Report | Related Public Reports (1)
1. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
  21 Jan 2013 - View Report
CR04/2019 Clock Synchronisation, Report of the Board of IOSCO
Comments on the report should be submitted by 13 November 2019
11 Sep 2019 - View Report
Statement on Communication and Outreach to Inform Relevant Stakeholders Regarding Benchmarks Transition, Report of the Board of IOSCO
31 Jul 2019 - View Report
FR11/2019 Margin requirements for non-centrally cleared derivatives, Report of the Board of IOSCO
23 Jul 2019 - View Report
FR10/2019 Liquidity in Corporate Bond Markets Under Stressed Conditions, Report of the Board of IOSCO
21 Jun 2019 - View Report
FR09/2019 Cyber Task Force, Report of the Board of IOSCO
18 Jun 2019 - View Report
CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
Comments on the report should be submitted by 9 August 2019
05 Jun 2019 - View Report | Cover note | View comments received | Related Public Reports (1)
1. FR11/2017 Recovery of financial market infrastructures and Cover Note, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  05 Jul 2017 - View Report
FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
05 Jun 2019 - View Report | Related Public Reports (1)
1. CR01/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
  Consultation Document
  01 Feb 2019 - View Report
FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
04 Jun 2019 - View Report | Related Public Reports (1)
1. FR23/2015 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  17 Sep 2015 - View Report
FR06/2019 Implementation monitoring of PFMI: Assessment report for the United States – Payment systems, central securities depositories and securities settlement systems, Committee on Payments and Market Infrastructures and the Board of IOSCO
31 May 2019 - View Report | Related Public Reports (1)
1. FR/2015 Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and trade repositories – United States, Committee on Payments and Market Infrastructures and the Board of IOSCO
  26 Feb 2015 - View Report
CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 15 August 2019
28 May 2019 - View Report | View comments received
FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
02 Apr 2019 - View Report | Related Public Reports (1)
1. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 May 2018 - View Report
Board Priorities - IOSCO work program for 2019, Report of the Board of IOSCO
25 Mar 2019 - View Report
BCBS/IOSCO statement on the final implementation phases of the Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
05 Mar 2019 - View Report
FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
12 Feb 2019 - View Report | Related Public Reports (2)
1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  31 May 2017 - View Report
2. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  31 May 2017 - View Report