Public Reports

CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
13 Jan 2022 - View Report
FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
04 Jan 2022 - View Report | Related Public Reports (6)
1. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
  15 Apr 2020 - View Report
2. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
  13 Dec 2019 - View Report
3. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
  01 Feb 2018 - View Report
4. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
  23 Nov 2017 - View Report
5. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
  11 Dec 2015 - View Report
6. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
  20 Oct 2013 - View Report
CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
Comments on the report should be submitted by 6 February 2022
07 Dec 2021 - View Report
CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
Deadline for Comments Extended Until 7 February
29 Nov 2021 - View Report
FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
23 Nov 2021 - View Report | View comments received | Related Public Reports (4)
1. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  02 Nov 2021 - View Report | View comments received
2. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  26 Jul 2021 - View Report
3. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  Comments on the report should be submitted by 15 August 2021
  30 Jun 2021 - View Report
4. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
  28 Jun 2021 - View Report
CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
Comments on the report should be submitted by 17 January 2022
15 Nov 2021 - View Report | Related Public Reports (6)
1. FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
  07 Feb 2019 - View Report | View comments received
2. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  19 Nov 2018 - View Report and cover note | Cover note | Report
3. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
  09 May 2016 - View Report
4. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  09 Sep 2014 - View Report
5. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  29 Oct 2012 - View Report | Download files in zip format
6. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
  Comments received for this document are posted here
  05 Oct 2012 - View Report | View feedback statement | View comments received
FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
02 Nov 2021 - View Report | View comments received | Related Public Reports (2)
1. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  23 Nov 2021 - View Report | View comments received
2. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  Comments on the report should be submitted by 15 August 2021
  30 Jun 2021 - View Report
FR07/2021 Principles on Outsourcing, Report of the Board of IOSCO
27 Oct 2021 - View Report | View comments received | Related Public Reports (3)
1. CR01/2020 Principles on Outsourcing, Report of the Board of IOSCO
  Comments on the report should be submitted by 1 October 2020
  28 May 2020 - View Report
2. Principles on Outsourcing by Markets, Report of the Technical Committee of IOSCO
  13 Jul 2009 - View Report
3. Principles On Outsourcing Of Financial Services For Market Intermediaries, Report of the Technical Committee of IOSCO
  Feb 2005 - View Report
CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
Deadline for Comments Extended Until 26 January
26 Oct 2021 - View Report
CR03/2021 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
06 Oct 2021 - View Report
Statement on Credit Sensitive Rates
08 Sep 2021 - View Report | Related Public Reports (10)
1. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
  13 Jun 2017 - View Report
2. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
  07 Feb 2017 - View Report
3. FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
  16 Dec 2016 - View Report
4. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
  25 Feb 2015 - View Report
5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
6. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report | Download files in zip format
7. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
  30 Oct 2013 - View Report
8. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
9. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
10. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 March 2013
  10 Jan 2013 - View Report | View comments received
FR06/2021 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
07 Sep 2021 - View Report
OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
12 Aug 2021 - View Report | Related Public Reports (1)
1. OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
  26 Feb 2021 - View Report
CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
26 Jul 2021 - View Report | Related Public Reports (3)
1. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  23 Nov 2021 - View Report | View comments received
2. CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  Comments on the report should be submitted by 15 August 2021
  30 Jun 2021 - View Report
3. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
  28 Jun 2021 - View Report
FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
21 Jul 2021 - View Report | Related Public Reports (8)
1. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
  06 May 2021 - View Report
2. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
  18 Jun 2019 - View Report
3. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  03 May 2018 - View Report
4. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  16 Aug 2016 - View Report
5. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  29 Jun 2016 - View Report
6. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
7. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
8. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Aug 2006 - View Report
CR01/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
Comments on the report should be submitted by 15 August 2021
30 Jun 2021 - View Report | Related Public Reports (3)
1. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  23 Nov 2021 - View Report | View comments received
2. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  02 Nov 2021 - View Report | View comments received
3. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  26 Jul 2021 - View Report
FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
28 Jun 2021 - View Report | Related Public Reports (5)
1. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  23 Nov 2021 - View Report | View comments received
2. CR02/21 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  26 Jul 2021 - View Report
3. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
  14 Apr 2020 - View Report
4. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
  05 Jun 2019 - View Report
5. Statement on Disclosure of ESG Matters by Issuers, Statement of the Board of IOSCO
  18 Jan 2019 - View Report
World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
07 Jun 2021 - View Report | Related Public Reports (2)
1. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
  08 Oct 2020 - View Report
2. FR12/2018 World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
  24 Jul 2018 - View Report
Statement on Benchmarks Transition
02 Jun 2021 - View Report | Related Public Reports (10)
1. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
  13 Jun 2017 - View Report
2. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
  07 Feb 2017 - View Report
3. FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
  16 Dec 2016 - View Report
4. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
  25 Feb 2015 - View Report
5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
6. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report | Download files in zip format
7. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
  30 Oct 2013 - View Report
8. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
9. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
10. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 March 2013
  10 Jan 2013 - View Report | View comments received
FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
06 May 2021 - View Report | Related Public Reports (6)
1. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
  21 Jul 2021 - View Report
2. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
3. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
  22 Dec 2015 - View Report | View comments received
4. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Aug 2006 - View Report
5. High-Level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Dec 2005 - View Report
6. Operational Risk Transfer Across Financial Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Aug 2003 - View Report