Public Reports

Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
29 Sep 2022 - View Report | Related Public Reports (1)
1. CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
  Deadline for Comments Extended Until 26 January
  26 Oct 2021 - View Report | View comments received
IOSCO encourages standard-setters’ work on assurance of sustainability-related corporate reporting, Report of the Board of IOSCO
15 Sep 2022 - View Report
Client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
08 Sep 2022 - View Report | Related Public Reports (1)
1. CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
  Deadline for Comments Extended Until 7 February
  29 Nov 2021 - View Report | View comments received
FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
31 Aug 2022 - View Report | Related Public Reports (5)
1. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
  23 Nov 2021 - View Report | View comments received
2. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
  02 Nov 2021 - View Report | View comments received
3. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
  28 Jun 2021 - View Report
4. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
  14 Apr 2020 - View Report
5. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
  05 Jun 2019 - View Report
World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
17 Aug 2022 - View Report | Related Public Reports (3)
1. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
  07 Jun 2021 - View Report
2. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
  08 Oct 2020 - View Report
3. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
  24 Jul 2018 - View Report
CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
Comments on the report should be submitted by 4 October 2022
04 Aug 2022 - View Report | Cover note
FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
14 Jul 2022 - View Report | Related Public Reports (5)
1. OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
  07 Jul 2022 - View Report
2. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
  24 Mar 2022 - View Report
3. CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
  Deadline for Comments Extended Until 20 February
  07 Dec 2021 - View Report
4. FR09/2020 Development of Emerging Capital Markets: Opportunities, Challenges and Solutions, Report of the IOSCO Growth and Emerging Market Committee
  30 Oct 2020 - View Report
5. FR02/2017 IOSCO Research Report on Financial Technologies (Fintech), Report of the Board of IOSCO
  08 Feb 2017 - View Report
Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
13 Jul 2022 - View Report
FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
11 Jul 2022 - View Report | Related Public Reports (1)
1. CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
  Comments on the report should be submitted by 14 March 2022
  13 Jan 2022 - View Report
OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
07 Jul 2022 - View Report | Related Public Reports (1)
1. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
  14 Jul 2022 - View Report
Implementation monitoring of PFMI: Level 2 assessment report for Turkey, Committee on Payments and Market Infrastructures and the Board of IOSCO
06 Jul 2022 - View Report
FR04/2022 Market Data in the Secondary Equity Market: Current Issues and Considerations, Report of the Board of IOSCO
28 Apr 2022 - View Report | View comments received | Related Public Reports (1)
1. CR03/2020 Market Data In The Secondary Equity Markets, Report of the Board of IOSCO
  Comments on the report should be submitted by 26 February 2021
  03 Dec 2020 - View Report
CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
Comments on the report should be submitted by 8 July 2022
06 Apr 2022 - View Report | Related Public Reports (2)
1. OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
  12 Aug 2021 - View Report
2. FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
  24 Jun 2013 - View Report
OR02/2022 Corporate Bond Markets – Drivers of Liquidity During COVID-19 Induced Market Stresses, Report of the Board of IOSCO
Comments on the report should be submitted by 8 July 2022
06 Apr 2022 - View Report
OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
24 Mar 2022 - View Report | Related Public Reports (2)
1. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
  14 Jul 2022 - View Report
2. OR01/2020 Global Stablecoin Initiatives, Report of the Board of IOSCO
  23 Mar 2020 - View Report
CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
Comments on the report should be submitted by 23 May 2022
21 Mar 2022 - View Report | Related Public Reports (14)
1. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
  Comments on the report should be submitted by 17 March 2022
  17 Jan 2022 - View Report
2. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
  22 Dec 2020 - View Report
3. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
  22 Dec 2020 - View Report
4. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
  12 Feb 2020 - View Report
5. CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 15 August 2019
  28 May 2019 - View Report | View comments received
6. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
  02 Apr 2019 - View Report
7. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
  19 Sep 2018 - View Report
8. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
  08 Mar 2018 - Available languages: English, Portuguese, Japanese
9. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
  19 Jun 2017 - View Report
10. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
  21 Dec 2016 - View Report
11. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
  24 Jul 2014 - View Report
12. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
  21 Jan 2013 - View Report
13. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
  01 Feb 2011 - View Report
14. Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
  Consultation Document
  16 Nov 2009 - View Report
FR03/2022 Central Counterparty Financial Resources for Recovery and Resolution, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures and IOSCO
10 Mar 2022 - View Report
FR02/2022 Lessons Learned from the Use of Global Supervisory Colleges, Report of the Board of IOSCO
18 Jan 2022 - View Report | Related Public Reports (4)
1. FR06/2020 Good Practices on Processes for Deference, Report of the Board of IOSCO
  26 Jun 2020 - View Report
2. FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
  04 Jun 2019 - View Report
3. FR23/2015 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  17 Sep 2015 - View Report
4. CR09/2014 IOSCO Task Force on Cross-Border Regulation, Report of the Board of IOSCO
  Consultation Document
  25 Nov 2014 - View Report | View comments received | Written submissions to TF-XBR | TF-XBR roundtable meeting notes
CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
Comments on the report should be submitted by 17 March 2022
17 Jan 2022 - View Report | Related Public Reports (5)
1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
  Comments on the report should be submitted by 23 May 2022
  21 Mar 2022 - View Report
2. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
  26 Sep 2019 - View Report
3. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
  02 Apr 2019 - View Report
4. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
  19 Sep 2018 - View Report
5. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programmes and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
  30 May 2018 - View Report
CR01/2022 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic, Report of the Board of IOSCO
Comments on the report should be submitted by 14 March 2022
13 Jan 2022 - View Report | Related Public Reports (1)
1. FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
  11 Jul 2022 - View Report