CLO Investor Survey

Purpose of this survey

To help inform its analysis both Committee 3 and Committee 5 are asking bank lenders, CLO investors, CLO managers and LL sponsors to complete the respective surveys. The purpose of the questionnaires is to support IOSCO’s project by furthering its understanding of the LL and CLO markets. In particular, the questionnaires seek to determine where potential conflicts of interest and conduct issues may exist and how they are managed by the respective market participants. IOSCO will consider the questionnaire responses when formulating any report regarding LLs and CLOs.

Individual responses will be confidential and will remain anonymous to IOSCO Committee members. Only the IOSCO secretariat will have access to individual survey responses and will only share data with Committee 3 and Committee 5 on an aggregated and anonymized format. Respondents may respond to all or just some questions.

To download the survey in word format please click here. However, please use of the survey web page interface to submit your responses.


If you are interested in responding to the "CLO Investor Survey", please enter your email address below.

An email containing instructions on how to access the "CLO Investor Survey" will be sent to you.