Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 81 to 100 of 6092 result

Company Regulator Jurisdiction Date
WAY2FOREX Financial Conduct Authority United Kingdom 10 Jun 2024
HALAL DIGITAL GOLD INVESTMENT Financial Conduct Authority United Kingdom 10 Jun 2024
SMART BEXIASSETSPRO Financial Conduct Authority United Kingdom 10 Jun 2024
DIGITAL-ASSETS.LIVE Financial Conduct Authority United Kingdom 10 Jun 2024
CASH NEST BANK Financial Conduct Authority United Kingdom 10 Jun 2024
Retro Investment Financial Conduct Authority United Kingdom 10 Jun 2024
ERAINVEST LTD / erainvest.net Financial Conduct Authority United Kingdom 07 Jun 2024
SUMMIT ADVISORS SECURITIES LLC Financial Conduct Authority United Kingdom 07 Jun 2024
Novus Incorporated Ltd Financial Conduct Authority United Kingdom 07 Jun 2024
COINSOSOFT / coinsosoft.org Financial Conduct Authority United Kingdom 07 Jun 2024
The CR Sports Consulting GmbH Bundesanstalt für Finanzdienstleistungsaufsicht Germany 07 Jun 2024
Trent and Castle Securities and Futures Commission Hong Kong 07 Jun 2024
MaVie Lab Ltd / Ultron Technologies Inc. Autorité des marchés financiers Quebec 06 Jun 2024
BIBX.XYZ Alberta Securities Commission Alberta 06 Jun 2024
CAABANK Alberta Securities Commission Alberta 06 Jun 2024
Invictet Alberta Securities Commission Alberta 06 Jun 2024
Admiral FX Alberta Securities Commission Alberta 06 Jun 2024
ALLSTOCKNOW Alberta Securities Commission Alberta 06 Jun 2024
AMIHEDGESTRADE Alberta Securities Commission Alberta 06 Jun 2024
ARBITRAGE TRADING Alberta Securities Commission Alberta 06 Jun 2024