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MMoU
  • Text of the IOSCO MMoU
  • Signatories to Appendix A and Appendix B List
  • 2013 List of Non-signatories to the MMoU

Signatories to Appendix A and Appendix B List

IOSCO MMoU: Appendix A (current signatories) - 121

Member Agency     Jurisdiction     Date of Formal Signing    
Financial Services Regulatory Authority Financial Services Regulatory Authority (FSRA) Abu Dhabi Abu Dhabi 20170115 Jan 15, 2017
Albanian Financial Supervisory Authority Albanian Financial Supervisory Authority (AFSA) Albania Albania 20090623 Jun 23, 2009
Alberta Securities Commission Alberta Securities Commission (ASC) Alberta Alberta 20031110 Nov 10, 2003
Autoritat Financera Andorrana Autoritat Financera Andorrana (AFA) Andorra Andorra 20130918 Sep 18, 2013
Comissão do Mercado de Capitais Comissão do Mercado de Capitais (CMC) Angola Angola 20170712 Jul 12, 2017
Comisión Nacional de Valores Comisión Nacional de Valores (CNV) Argentina Argentina 20140612 Jun 12, 2014
Central Bank of Armenia Central Bank of Armenia (CBA) Armenia Armenia 20180118 Jan 18, 2018
Australian Securities and Investments Commission Australian Securities and Investments Commission (ASIC) Australia Australia 20021008 Oct 08, 2002
Financial Market Authority Financial Market Authority (FMA) Austria Austria 20091028 Oct 28, 2009
Securities Commission of The Bahamas Securities Commission of The Bahamas (SCB) Bahamas Bahamas 20121227 Dec 27, 2012
Central Bank of Bahrain Central Bank of Bahrain (CBB) Bahrain, Kingdom of Bahrain, Kingdom of 20080212 Feb 12, 2008
Bangladesh Securities and Exchange Commission Bangladesh Securities and Exchange Commission (BSEC) Bangladesh Bangladesh 20131222 Dec 22, 2013
Financial Services and Markets Authority Financial Services and Markets Authority (FSMA)
Formerly: Banking, Finance and Insurance Commission (BFIC) 		Belgium Belgium 20050403 Apr 03, 2005
Bermuda Monetary Authority Bermuda Monetary Authority (BMA) Bermuda Bermuda 20070607 Jun 07, 2007
Securities Commission of the Federation of Bosnia and Herzegovina Securities Commission of the Federation of Bosnia and Herzegovina (SCFBH) Bosnia and Herzegovina, Federation of Bosnia and Herzegovina, Federation of 20121012 Oct 12, 2012
Comissão de Valores Mobiliários Comissão de Valores Mobiliários (CVM) Brazil Brazil 20091021 Oct 21, 2009
British Columbia Securities Commission British Columbia Securities Commission (BCSC) British Columbia British Columbia 20031110 Nov 10, 2003
British Virgin Islands Financial Services Commission British Virgin Islands Financial Services Commission (FSC) British Virgin Islands British Virgin Islands 20070521 May 21, 2007
Autoriti Monetari Brunei Darussalam Autoriti Monetari Brunei Darussalam (AMBD) Brunei Brunei 20160304 Mar 04, 2016
Financial Supervision Commission Financial Supervision Commission (FSC) Bulgaria Bulgaria 20091029 Oct 29, 2009
Cayman Islands Monetary Authority Cayman Islands Monetary Authority (CIMA) Cayman Islands Cayman Islands 20090324 Mar 24, 2009
Commission de Surveillance du Marché Financier de l'Afrique Centrale (Securities and Exchange Commission of Central Africa) Commission de Surveillance du Marché Financier de l'Afrique Centrale (Securities and Exchange Commission of Central Africa) (COSUMAF) Central Africa Central Africa 20151109 Nov 09, 2015
Comisión para el Mercado Financiero (Financial Market Commission) Comisión para el Mercado Financiero (Financial Market Commission) (CMF) Chile Chile 20181122 Nov 22, 2018
China Securities Regulatory Commission China Securities Regulatory Commission (CSRC) China China 20070529 May 29, 2007
Superintendencia Financiera de Colombia Superintendencia Financiera de Colombia (SFC) Colombia Colombia 20120326 Mar 26, 2012
Croatian Financial Services Supervisory Agency Croatian Financial Services Supervisory Agency (HANFA) Croatia, Republic of Croatia, Republic of 20091020 Oct 20, 2009
Cyprus Securities and Exchange Commission Cyprus Securities and Exchange Commission (CYSEC) Cyprus, Republic of Cyprus, Republic of 20091022 Oct 22, 2009
Czech National Bank Czech National Bank (CNB)
Formerly: Czech Securities Commission 		Czech Republic Czech Republic 20070329 Mar 29, 2007
Danish Financial Supervisory Authority Danish Financial Supervisory Authority (FSA) Denmark Denmark 20060817 Aug 17, 2006
Dubai Financial Services Authority Dubai Financial Services Authority (DFSA) DIFC, Dubai DIFC, Dubai 20060703 Jul 03, 2006
Superintendencia del Mercado de Valores Superintendencia del Mercado de Valores (SIV)
Formerly: Superintendencia de Valores, Banco Central de la República Dominicana 		Dominican Republic Dominican Republic 20180503 May 03, 2018
Superintendencia de Compañías, Valores y Seguros Superintendencia de Compañías, Valores y Seguros (SCVS) Ecuador Ecuador 20160218 Feb 18, 2016
Financial Regulatory Authority Financial Regulatory Authority (FRA)
Formerly: Capital Market Authority 		Egypt Egypt 20120516 May 16, 2012
Superintendencia del Sistema Financiero Superintendencia del Sistema Financiero (SSF) El Salvador El Salvador 20121010 Oct 10, 2012
Finantsinspektsioon Finantsinspektsioon (FI) Estonia Estonia 20110304 Mar 04, 2011
Financial Supervision Authority Financial Supervision Authority (FSA) Finland Finland 20071122 Nov 22, 2007
Autorité des marchés financiers Autorité des marchés financiers (AMF)
Formerly: Commission des Opérations de Bourse (COB) 		France France 20030219 Feb 19, 2003
Bundesanstalt für Finanzdienstleistungsaufsicht Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Germany Germany 20031105 Nov 05, 2003
Gibraltar Financial Services Commission Gibraltar Financial Services Commission (GFSC) Gibraltar Gibraltar 20131220 Dec 20, 2013
Hellenic Capital Market Commission Hellenic Capital Market Commission (HCMC) Greece Greece 20021018 Oct 18, 2002
Guernsey Financial Services Commission Guernsey Financial Services Commission (GFSC) Guernsey Guernsey 20090225 Feb 25, 2009
Securities and Futures Commission Securities and Futures Commission (SFC) Hong Kong Hong Kong 20030303 Mar 03, 2003
Magyar Nemzeti Bank (The Central Bank of Hungary) Magyar Nemzeti Bank (The Central Bank of Hungary) (MNB) Hungary Hungary 20030709 Jul 09, 2003
Fjármálaeftirlitið - Financial Supervisory Authority Fjármálaeftirlitið - Financial Supervisory Authority (FME) Iceland Iceland 20100623 Jun 23, 2010
Securities and Exchange Board of India Securities and Exchange Board of India (SEBI) India India 20030422 Apr 22, 2003
Indonesia Financial Services Authority Indonesia Financial Services Authority (OJK) Indonesia Indonesia 20140121 Jan 21, 2014
Securities and Exchange Organization Securities and Exchange Organization (SEO) Iran Iran, Islamic Republic of 20181127 Nov 27, 2018
Central Bank of Ireland Central Bank of Ireland (CBI)
Formerly: Central Bank and Financial Services Authority of Ireland (CBFSAI) 		Ireland Ireland 20121224 Dec 24, 2012
Isle of Man Financial Services Authority Isle of Man Financial Services Authority (IOMFSA) Isle of Man Isle of Man 20051021 Oct 21, 2005
Israel Securities Authority Israel Securities Authority (ISA) Israel Israel 20060702 Jul 02, 2006
Commissione Nazionale per le Società e la Borsa Commissione Nazionale per le Società e la Borsa (CONSOB) Italy Italy 20030915 Sep 15, 2003
Financial Services Commission Financial Services Commission (JFSC) Jamaica Jamaica 20150213 Feb 13, 2015
Financial Services Agency Financial Services Agency (FSA) Japan Japan 20080219 Feb 19, 2008
Ministry of Agriculture, Forestry and Fisheries Ministry of Agriculture, Forestry and Fisheries (MAFF) Japan Japan 20110509 May 09, 2011
Ministry of Economy, Trade and Industry Ministry of Economy, Trade and Industry (METI) Japan Japan 20110509 May 09, 2011
Jersey Financial Services Commission Jersey Financial Services Commission (FSC) Jersey Jersey 20030306 Mar 06, 2003
Jordan Securities Commission Jordan Securities Commission (JSC) Jordan Jordan 20080213 Feb 13, 2008
National Bank of Kazakhstan National Bank of Kazakhstan (NBK) Kazakhstan, Republic of Kazakhstan, Republic of 20181127 Nov 27, 2018
Capital Markets Authority Capital Markets Authority (CMA) Kenya Kenya 20090227 Feb 27, 2009
Financial Services Commission/Financial Supervisory Service Financial Services Commission/Financial Supervisory Service (FSC/FSS) Korea, Republic of Korea, Republic of 20100609 Jun 09, 2010
Capital Markets Authority Capital Markets Authority (CMA) Kuwait Kuwait 20170515 May 15, 2017
Labuan Financial Services Authority Labuan Financial Services Authority (FSA) Labuan Labuan 20120516 May 16, 2012
Financial and Capital Market Commission Financial and Capital Market Commission (FCMC) Latvia, Republic of Latvia, Republic of 20130218 Feb 18, 2013
Financial Market Authority Financial Market Authority (FMA) Liechtenstein Liechtenstein 20110420 Apr 20, 2011
Central Bank of the Republic of Lithuania Central Bank of the Republic of Lithuania (CBRL)
Formerly: Lithuanian Securities Commission 		Lithuania Lithuania 20030715 Jul 15, 2003
Commission de Surveillance du Secteur Financier Commission de Surveillance du Secteur Financier (CSSF) Luxembourg Luxembourg 20070508 May 08, 2007
Securities and Exchange Commission of the Republic of Macedonia Securities and Exchange Commission of the Republic of Macedonia (SEC) Macedonia, Former Yugoslav Republic of Macedonia, Former Yugoslav Republic of 20101018 Oct 18, 2010
Reserve Bank of Malawi Reserve Bank of Malawi (RBM) Malawi Malawi 20130313 Mar 13, 2013
Securities Commission Securities Commission (SC) Malaysia Malaysia 20070507 May 07, 2007
Capital Market Development Authority Capital Market Development Authority (CMDA) Maldives Maldives 20091029 Oct 29, 2009
Malta Financial Services Authority Malta Financial Services Authority (MFSA) Malta Malta 20060309 Mar 09, 2006
Financial Services Commission Financial Services Commission (FSC) Mauritius, Republic of Mauritius, Republic of 20120516 May 16, 2012
Comisión Nacional Bancaria y de Valores Comisión Nacional Bancaria y de Valores (CNBV) Mexico Mexico 20030314 Mar 14, 2003
Financial Regulatory Commission Financial Regulatory Commission (FRC) Mongolia Mongolia 20140618 Jun 18, 2014
Capital Market Authorty of Montenegro Capital Market Authorty of Montenegro (CMA) Montenegro Montenegro 20090225 Feb 25, 2009
Autorité Marocaine du Marché des Capitaux Autorité Marocaine du Marché des Capitaux (AMMC) Morocco Morocco 20071210 Dec 10, 2007
The Dutch Authority for the Financial Markets The Dutch Authority for the Financial Markets (AFM)
Formerly: Stichting Toezicht Effectenverkeer 		Netherlands, The Netherlands, The 20071122 Nov 22, 2007
Financial Markets Authority Financial Markets Authority (FMA)
Formerly: Securities Commission (SC) 		New Zealand New Zealand 20031201 Dec 01, 2003
Securities and Exchange Commission Securities and Exchange Commission (SEC) Nigeria Nigeria 20060608 Jun 08, 2006
Finanstilsynet (The Financial Supervisory Authority of Norway) Finanstilsynet (The Financial Supervisory Authority of Norway) (FSA) Norway Norway 20061211 Dec 11, 2006
Capital Market Authority Capital Market Authority (CMA) Oman, Sultanate of Oman, Sultanate of 20120324 Mar 24, 2012
Ontario Securities Commission Ontario Securities Commission (OSC) Ontario Ontario 20021023 Oct 23, 2002
Securities and Exchange Commission Securities and Exchange Commission (SECP) Pakistan Pakistan 20110310 Mar 10, 2011
Palestine Capital Market Authority Palestine Capital Market Authority (PCMA) Palestine Palestine 20140221 Feb 21, 2014
Superintendencia del Mercado de Valores Superintendencia del Mercado de Valores (SMV) Panama Panama 20170516 May 16, 2017
Superintendencia del Mercado de Valores Superintendencia del Mercado de Valores (SMV)
Formerly: Comisión Nacional Supervisora de Empresas y Valores (CONASEV) 		Peru Peru 20120516 May 16, 2012
Polish Financial Supervision Authority Polish Financial Supervision Authority (KNF)
Formerly: Polish Securities and Exchange Commission 		Poland Poland 20031104 Nov 04, 2003
Comissão do Mercado de Valores Mobiliários Comissão do Mercado de Valores Mobiliários (CMVM) Portugal Portugal 20021104 Nov 04, 2002
Qatar Financial Centre Regulatory Authority Qatar Financial Centre Regulatory Authority (QFCRA) Qatar Qatar 20170115 Jan 15, 2017
Qatar Financial Markets Authority Qatar Financial Markets Authority (QFMA) Qatar Qatar 20130227 Feb 27, 2013
Autorité des marchés financiers Autorité des marchés financiers (AMF) Quebec Quebec 20021217 Dec 17, 2002
Securities Commission of the Republic Srpska Securities Commission of the Republic Srpska (SECRS) Republic Srpska Republic Srpska 20091027 Oct 27, 2009
Financial Supervisory Authority Financial Supervisory Authority (ASF) Romania Romania 20081104 Nov 04, 2008
The Bank of Russia The Bank of Russia (CBR) Russia Russia 20150216 Feb 16, 2015
Capital Market Authority Capital Market Authority (CMA) Saudi Arabia Saudi Arabia 20100609 Jun 09, 2010
Securities Commission Securities Commission (SC) Serbia, Republic of Serbia, Republic of 20091029 Oct 29, 2009
Monetary Authority of Singapore Monetary Authority of Singapore (MAS) Singapore Singapore 20051117 Nov 17, 2005
The National Bank of Slovakia The National Bank of Slovakia (NBS)
Formerly: Financial Market Authority 		Slovak Republic Slovak Republic 20040617 Jun 17, 2004
Securities Market Agency/Agencija Za Trg Vrednostnih Papirjev Securities Market Agency/Agencija Za Trg Vrednostnih Papirjev (SMA) Slovenia Slovenia 20091020 Oct 20, 2009
Financial Sector Conduct Authority Financial Sector Conduct Authority (FSCA) South Africa South Africa 20030318 Mar 18, 2003
Comisión Nacional del Mercado de Valores Comisión Nacional del Mercado de Valores (CNMV) Spain Spain 20030324 Mar 24, 2003
Securities and Exchange Commission of Sri Lanka Securities and Exchange Commission of Sri Lanka (SEC) Sri Lanka Sri Lanka 20040331 Mar 31, 2004
Finansinspektionen Finansinspektionen (FI) Sweden Sweden 20110517 May 17, 2011
Swiss Financial Market Supervisory Authority Swiss Financial Market Supervisory Authority (FINMA)
Formerly: Swiss Federal Banking Commission (Commission fédérale des banques) 		Switzerland Switzerland 20100215 Feb 15, 2010
Syrian Commission on Financial Markets and Securities Syrian Commission on Financial Markets and Securities (SCFMS) Syria Syria 20100609 Jun 09, 2010
Financial Supervisory Commission Financial Supervisory Commission (FSC) Taipei Chinese Taipei 20110315 Mar 15, 2011
Capital Markets and Securities Authority Capital Markets and Securities Authority (CMSA) Tanzania Tanzania 20110418 Apr 18, 2011
Securities and Exchange Commission Securities and Exchange Commission (SEC) Thailand Thailand 20080619 Jun 19, 2008
Trinidad and Tobago Securities and Exchange Commission Trinidad and Tobago Securities and Exchange Commission (TTSEC) Trinidad and Tobago Trinidad and Tobago 20130619 Jun 19, 2013
Conseil du marché financier Conseil du marché financier (CMF) Tunisia Tunisia 20091225 Dec 25, 2009
Capital Markets Board Capital Markets Board (CMB) Turkey Turkey 20021114 Nov 14, 2002
Turks & Caicos Islands Financial Services Commission Turks & Caicos Islands Financial Services Commission (TCIFSC) Turks & Caicos Islands Turks & Caicos Islands 20160324 Mar 24, 2016
Capital Markets Authority Capital Markets Authority (CMA) Uganda Uganda 20170116 Jan 16, 2017
Securities and Commodities Authority Securities and Commodities Authority (SCA) United Arab Emirates United Arab Emirates 20121011 Oct 11, 2012
Financial Conduct Authority Financial Conduct Authority (FCA)
Formerly: Financial Services Authority 		United Kingdom United Kingdom 20030310 Mar 10, 2003
Commodity Futures Trading Commission Commodity Futures Trading Commission (CFTC) United States of America United States of America 20021219 Dec 19, 2002
Securities and Exchange Commission Securities and Exchange Commission (SEC) United States of America United States of America 20021119 Nov 19, 2002
Banco Central del Uruguay Banco Central del Uruguay (BCU) Uruguay Uruguay 20100609 Jun 09, 2010
State Securities Commission State Securities Commission (SSC) Vietnam Vietnam 20130918 Sep 18, 2013
Conseil régional de l'épargne publique et des marchés financiers Conseil régional de l'épargne publique et des marchés financiers (CREPMF) West African Monetary Union West African Monetary Union 20090625 Jun 25, 2009
Securities and Exchange Commission Securities and Exchange Commission (SEC) Zambia Zambia 20180115 Jan 15, 2018

IOSCO MMoU: Appendix B* - 9

Member Agency     Jurisdiction     Date of Formal Signing    
Commission d'Organisation et de Surveillance des Opérations de Bourse Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) Algeria Algeria 20091005 Oct 05, 2009
Financial Services Commission Financial Services Commission (FSC) Barbados Barbados 20091005 Oct 05, 2009
Autoridad de Supervisión del Sistema Financiero Autoridad de Supervisión del Sistema Financiero (ASFI) Bolivia Bolivia 20150219 Feb 19, 2015
Superintendencia General de Valores Superintendencia General de Valores (SGV) Costa Rica Costa Rica 20070409 Apr 09, 2007
Securities and Exchange Commission Securities and Exchange Commission (SEC) Ghana Ghana 20070409 Apr 09, 2007
Securities Commission Securities Commission (SC) Papua New Guinea Papua New Guinea 20091005 Oct 05, 2009
Securities and Exchange Commission Securities and Exchange Commission (SEC) Philippines Philippines 20070206 Feb 06, 2007
National Securities and Stock Market Commission National Securities and Stock Market Commission (NSSMC) Ukraine Ukraine 20160219 Feb 19, 2016
Center for Coordination and Development of Securities Market Center for Coordination and Development of Securities Market (CSM) Uzbekistan Uzbekistan 20140827 Aug 27, 2014

*Members listed on Appendix B have committed to seeking the legal authority necessary to enable them to become full signatories to the IOSCO MMoU (Appendix A). For these members, cooperation in accordance with the standards set out in the IOSCO MMoU will begin on the date of its signing to Appendix A.

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