30th Annual Conference of IOSCO - Colombo, Sri Lanka, April 2005
Public Documents
Opening Ceremony, 6 April
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Speech
by Dr. Dayanath C. Jayasuriya, Chairman of the IOSCO Presidents’ Committee and Chairman of the Securities and Exchange Commission of Sri Lanka
6 April 2005 - 5 pages
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Speech
by Ms. Jane Diplock, Chairperson of the IOSCO Executive Committee and Chairperson of the New Zealand Securities Commission
6 April 2005 - 4 pages
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Speech
by Mr. Andrew Sheng, Chairman of the IOSCO Technical Committee and Chairman of the Hong Kong Securities and Futures Commission
6 April 2005 - 6 pages
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Speech
by Dr. Dogan Cansizlar, Chairman of the IOSCO Emerging Markets Committee and Chairman of the Capital Markets Board of Turkey
6 April 2005 - 6 pages
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Speech
by Mr. Philippe Richard, Secretary General of the International Organization of Securities Commission (IOSCO)
6 April 2005 - 4 pages
Plenary 1 – The Regulation of Credit Rating Agencies, 6 April
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Remarks on the Regulation of Credit Rating Agencies
by Mr. Ethiopis Tafara, Director of the Office of International Affairs, Securities and Exchange Commission of the United States of America
6 April 2005 - 11 pages
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Statement
by Mr. John Rutherford, Chairman and Chief Executive Officer, Moody’s Corporation
6 April 2005 - 11 pages
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Regulation of European Agencies: An International Perspective
Presentation by Mr. Veverka, Executive Managing Director, Institutional Affairs, Standard & Poor’s, Europe
6 April 2005 - 6 pages
Plenary 2 – Challenges in Rapidly Developing Economies, 7 April
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Challenges in Rapidly Developing Economies – The Malaysian Experience
Presentation by Mr. Ali Abdul Kadir, Senior Advisor of Ernst and Young, Malaysia
7 April 2005 - 28 pages
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Speech
by Mr. Khalid Mirza, Sector Manager of the International Bank for Reconstruction and Development, United States of America
7 April 2005 - 3 pages
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Challenges in Rapidly Developing Economies
Speech and Presentation by Mr. Charles Enoch, Deputy Director of the Monetary and Financial Systems Department of the International Monetary Fund
7 April 2005 - Speech 4 pages, Presentation 14 pages
Plenary 3 – The Regulation of Financial Analysts, 7 April
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The regulation of investment research: where do we go from here?
Speech by Mr. Prada, Vice Chairman of the IOSCO Technical Committee and Chairman of the Autorité des Marchés Financiers of France
7 April 2005 - 4 pages
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Financial Analysts: Independence and Professionalism
Presentation by Mr. Trasi, European Federation of Financial Analysts Societies (EFFAS) Board Member and Chairman of the Associazione Italiana degli Analisti Finanziari (AIAF) of Italy
7 April 2005 - 14 pages
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Speech
by Mr. J. B. Ram, Vice President of the Institute of Chartered Financial Analysts of India
7 April 2005 - 4 pages
Plenary 4 – The Rapidly Evolving Activities of Hedge Funds, 7 April
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Regulation of Hedge funds in Germany
Presentation by Dr. Horst Nottmeier, Director of the Hedge Funds Division, Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) of Germany
7 April 2005 - 19 pages
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Presentation
by Mr. Paul Wright, Head of the International Department of the Financial Services Authority of the United Kingdom
7 April 2005 - 15 pages
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Perspectives on Hedge Fund Growth and Regulation
Presentation by Mr. Dinakar Singh, Founder and Chief Executive Officer, TPG – Axon Capital, United States of America
7 April 2005 - 22 pages
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Speech
Mr. Richard. D. Marshall, Partner, Kirkpatrick & Lockhart Nicholson Graham LLP, United States of America
7 April 2005 - 44 pages
IOSCO Public Documents
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IOSCO Consultation Policy and Procedure
Report of the Executive Committee of IOSCO
April 2005, Colombo - 5 pages
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Compliance Function At Market Intermediaries
Report of the Technical Committee of IOSCO
April 2005, Colombo - 33 pages
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Survey Report on Regulation and Oversight of Auditors
Report of the Technical Committee and Emerging Markets Committee of IOSCO
April 2005, Colombo - 68 pages
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Exchange Demutualization in Emerging Markets
Report of the Emerging Markets Committee of IOSCO
April 2005, Colombo - 40 pages
Closing Session of the Conference
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Final Communiqué of the XXXth Annual Conference of the International Organization of Securities Commissions (IOSCO)
7 April 2005, Colombo - 7 pages