40th Annual Conference of IOSCO - London, 14-18 June 2015

Public Documents (Speeches and recordings)

Tuesday 16 June 2015

Regulatory Workshop on Credible Deterrence
(10:00 to 12:30)

Panellists:

Regulatory Workshop on Consumer Vulnerability
(14:00 to 16:30)

Panellists:

  • Mr. Martin Coppack (Moderator)
    Head of Partnerships, UK Financial Conduct Authority
    Biography
  • Ms. Caroline Wells
    Head of Consumer Insight, UK Financial Ombudsman Service
    Biography
  • Mr. Daniel Sibears
    Executive Vice-President, Regulatory Operations/Shared Services, FINRA
    Biography
  • Ms. Elaine Draper
    Director, Accessibility and Inclusion, Barclays Personal and Corporate Banking
    Biography
  • Mr. Michael Chapman
    Senior Policy Expert, Financial Education and Consumer Protection Unit, OECD
    Biography
  • Mr. Rajeev Agarwal
    Whole Time Board Member, Securities and Exchange Board of India
    Biography
  • Workshop Program II
  • Presentation by Martin Coppack
  • Video recording
  • Audio recording

Wednesday 17 June 2015

Opening Ceremony (14:00 to 15:15)

Ms. Georgina Philippou and Mr. David Lawton (Masters of Ceremony)

Speakers:

  • Mr. Martin Wheatley
    Chief Executive Officer, Financial Conduct authority (FCA), UK
    Biography and Speech
  • Ms. Harriett Baldwin MP
    Economic secretary to HM Treasury
    Speech
  • Mr. Greg Medcraft
    Chairman, Australian Securities and Investment Commission, Chairman of the IOSCO Board
    Biography and Speech
  • Ms. Amelia Fletcher
    Professor of Competition Policy, Centre for Competition Policy and Norwich Business School, University of East Anglia, and Non-executive Board member of the Financial Conduct Authority (FCA), UK
    Biography and Speech
  • Opening Ceremony Video recording
  • Opening Ceremony Audio recording

Panel 1 - Understanding behaviour of firms and consumers (15:40 to 17:10)

Ms. Linda Yueh, Chief Business Correspondent, BBC News chaired the session
Biography

Panellists:

  • Mr. Greg Davies
    Managing Director and Head of Behavioural-Quant Finance, Barclays
    Biography
  • Mr. Theodor Kockelkoren
    Netherlands Authority for Financial Markets (AFM) Executive Board and Chair of the Organisation for Economic Cooperation and Development Task Force on Financial Consumer Protection
    Biography
  • Mr. David Tuckett
    Director of the Centre for the Study of Decision-Making Uncertainty, University College London
    Biography
  • Mr. Howard Wetston QC
    Chair and Chief Executive Officer, Ontario Securities Commission and Vice-Chairman of the IOSCO Board
    Biography
  • Panel 1 Video recording
  • Panel 1 Audio recording

Thursday 18 June 2015

Ms. Georgina Philippou and Mr. David Lawton (Masters of Ceremony)

Dame Colette Bowe
Chairman, Banking Standards Board
Biography and Speech
Video recording

Panel 2 - Changing Culture and Raising Conduct Standards (9:25 to 10:55)

Mr. Kamal Ahmed, Business Editor, BBC News, chaired the session
Biography

Panellists:

Kamal Ahmed in conversation with Douglas Hodge, Chief Executive Officer, PIMCO
(11:15 to 11:45)

Panel 3 – Financial Innovation and Regulation: What are the implications? (11:45 to 13:15)

Ms. Claire Cockerton, Chief Executive Officer, Innovate Finances, chaired the session
Biography

Panellists:

Stephanie Flanders in conversation with: Douglas Flint, Chairman, HSBC
(14:20 to 14:50)

Panel 4 – Future challenges for Regulators and Industry (14:50 to 16:20)

Ms. Stephanie Flanders, Chief Market Strategist, J.P. Morgan Asset Management, chaired the session
Biography

Panellists:

  • Mr. Ashley Alder
    Chief Executive Officer, Securities and Futures Commission (SFC), Hong Kong
    Biography
  • Mr. J. Christopher Giancarlo
    Commissioner, U.S. Commodity Futures Trading Commission (CFTC)
    Biography
  • Ms. Barbara Novick
    Vice Chairman, BlackRock
    Biography
  • Mr. Scott O’Malia
    Chief Executive Officer, International Swaps and Derivatives Association (ISDA)
    Biography
  • Ms. Verena Ross
    Executive Director, European Securities and Market Authority (ESMA)
    Biography
  • Mr. José Viñals
    Financial Counsellor and Director, Monetary and Capital Markets Department, International Monetary Fund (IMF)
    Biography
  • Video recording

Closing Remarks (16:20 to 16:35)

Handover Ceremony IOSCO 2016 Peru (16:50 to 17:00)

Documents released during the Conference

Media Releases

Articles