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MMoU
  • MMoU Main Page
20th Anniversary of the IOSCO MMoU
MMoU 20th Anniversary
  • The MMoU and why it was developed by IOSCO
  • Signatories to the MMoU
  • What Signatories say about the impact of the MMoU (written statements and videos)
  • Case law relating to the MMoU
  • Enforcement Successes Involving MMoU Cooperation
  • Photo Gallery
  • EMMoU

20th Anniversary of the IOSCO MMoU

What Signatories say about the impact of the MMoU (written remarks and videos)

Signatories to the MMoU have been using this instrument to exchange information with each other in respect of the investigations of insider dealing, market manipulation, misrepresentation of material information and other forms of securities violations. In addition, securities regulators had provided assistance to each other in investigations involving new products such as crypto-assets. Many of these securities regulators say that the MMoU has helped them to carry out successful enforcement actions where jurisdictional boundaries would have ordinarily prevented them from succeeding.

Videos

What the IOSCO Leadership says about the MMoU

IOSCO Board Chair’s remarks on the occasion of the 20th anniversary of the IOSCO MMoU
IOSCO Board Chair, Mr. Jean-Paul Servais
IOSCO Secretary General’s remarks on the occasion of the 20th Anniversary of the IOSCO MMoU
IOSCO Secretary General, Mr. Martin Moloney
IOSCO GEMC Chair’s remarks on the occasion of the 20th anniversary of the IOSCO MMoU
Growth and Emerging Markets Committee (GEMC) Chair, Dr. Mohamed Farid Saleh
IOSCO MMoU/EMMoU MG Chair’s remarks on the occasion of the 20th anniversary of the IOSCO MMoU
MMoU/EMMoU Monitoring Group (MG) Chair, Mr. Takashi Nagaoka
IOSCO Board Vice Chair’s remarks on the occasion of the 20th anniversary of the IOSCO MMoU
IOSCO Board Vice Chair, Mr. Rostin Behnam

What Securities Regulators say about the MMoU

Superintendencia de Compañías, Valores y Seguros, Ecuador
Superintendencia del Sistema Financiero, El Salvador
Financial Services Commission (GFSC), Guernsey

Magyar Nemzeti Bank (The Central Bank of Hungary), Hungary
Securities and Futures Commission (SFC), Hong Kong
Financial Services Agency/Securities and Exchange Surveillance Commission (JFSA/SESC), Japan
Financial Services Commission, Mauritius

The Dutch Authority for the Financial Markets (AFM), The Netherlands
Ontario Securities Commission (OSC), Ontario

Comisión Nacional del Mercado de Valores (CNMV), Spain
Securities and Exchange Commission (SEC), USA

What Other Institutions say about the IOSCO MMoU

International Monetary Fund

Written Remarks

  • Commission d'Organisation et de Surveillance des Opérations de Bourse, Algeria
  • Australian Securities and Investments Commission, Australia
  • Alberta Securities Commission, Canada
  • Cayman Islands Monetary Authority, Cayman Islands
  • Comisión para el Mercado Financiero (Financial Market Commission), Chile
  • Cyprus Securities and Exchange Commission, Cyprus
  • Superintendencia del Sistema Financiero, El Salvador
  • Autorité des marchés financiers, France
  • Bundesanstalt für Finanzdienstleistungsaufsicht, Germany
  • Hellenic Capital Market Commission, Greece
  • Commissione Nazionale per le Società e la Borsa, Italy
  • International Financial Services Centres Authority, India
  • Financial Services Agency, Japan
  • Capital Markets Authority, Kuwait
  • Comisión Nacional Bancaria y de Valores, Mexico
  • The Dutch Authority for the Financial Markets (AFM), The Netherlands
  • Polish Financial Supervision Authority, Poland
  • Qatar Financial Centre Regulatory Authority, Qatar
  • Financial Sector Conduct Authority, South Africa
  • Swiss Financial Market Supervisory Authority, Switzerland
  • International Monetary Fund, United States of America
  • Banco Central del Uruguay, Uruguay
  • Securities and Exchange Commission, Zambia
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