Investor Alerts - QUANTUM
| Company: | QUANTUM |
| Regulator: | Superintendencia del Mercado de Valores |
| Jurisdiction: | Dominican Republic |
| Date: | 17 Feb 2023 |
| Link: | https://simv.gob.do/wp-admin/admin-ajax.php?juwpfisadmin=false&action=wpfd&task=file.download&wpfd_category_id=251&wpfd_file_id=12601&token=&preview=1 |
| Subject: | Regarding market intermediaries (investment and trading advisers, collective investment schemes, brokers, dealers, and transfer agents) |
| Comments: |
The alleged investment scheme called QUANTUM is not registered in the registry of this securities market. Therefore, it is not authorized, regulated or supervised by this jurisdiction. Likewise, the public is informed that there is an international warning alert against a firm or scheme with a similar name called "QUANTUM CAPITAL MARKETS" issued by the International Organization of Securities Commissions (IOSCO) and by the Financial Conduct Authority (FCA) of the United Kingdom, on February 3, 2023. |