Investor Alerts - FairGrowth Investment Management Ltd
| Company: | FairGrowth Investment Management Ltd |
| Regulator: | Financial Services Agency |
| Jurisdiction: | Japan |
| Date: | 02 Oct 2023 |
| Link: | https://www.fsa.go.jp/ordinary/chuui/mutouroku/04.html |
| Subject: | Regarding registration of issuance, offer or sale of securities/derivatives, and reporting requirements |
| Comments: |
1. Location of office or Address Unknown 2. Content, etc. of Financial Instruments Business Indication on their website that they are engaged in the financial instruments business without the statutory registration in Japan. 3. Notes They misrepresent themselves as a registered operator using the indication of “金融商品取引業者関東財務局長（金商）第594号”, which means “Kanto Local Finance Bureau(FIBO) No. 594”. The indicated registration number (594) has already been given to the operator named,“Alternative Investment Capital Limited”. |