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Past Other Regulatory Training Programs (2014)

SIDC 15th Emerging Markets Programme, Kuala Lumpur, Malaysia, 24-26 November 2014

The Securities Industry Development Corporation (SIDC) hosted the 15th Emerging Markets Programme (EMP) on 24-26 November in Kuala Lumpur. Themed “Enhancing the Vibrancy and Resilience of Emerging Markets", this three-day annual programme was designed to cater to senior regulators and participants in the emerging markets. Among the topics discussed at EMP 2014 were:

  • Proactive Approach in Dealing with Risk to Securities Markets
  • Innovative Products and Their Regulation – Is There a Balanced Approach?
  • Challenge of Promoting Greater Accessibility and Inclusiveness for Emerging Market Regulators
  • Corporate Governance and Audit Oversight - Tackling the Root Causes
  • Enforcement - Strengthening the Deterrent Effect and Ensuring Public Trust and Confidence
  • Cross-Border Collaborations in Capacity Building - A Recognition of Common Challenges Amongst Emerging Market Regulators

2014 APRC Webinar on Risk-Based Supervision of Intermediaries, 15:00 – 17:00 (GMT+8), 10 November 2014

This inaugural Webinar for the Asia-Pacific region was hosted by the Securities and Futures Commission (SFC) of Hong Kong. It was the first time that the APRC used webinars for training purposes.

Mr. Stephen Po, Chairman of IOSCO Committee 3 on the Regulation of Market Intermediaries & Senior Director of Intermediaries Supervision Department of SFC, presented on Risk-based Supervision.

APEC Financial Regulators Training Initiative (FRTI) - 2014 Training Schedule Open to IOSCO Members

The Asia-Pacific Economic Cooperation (APEC) Finance Ministers endorsed the establishment of the APEC Financial Regulators Training Initiative (FRTI) in May 1998 to strengthen financial supervision and regulation in the region by enhancing the analytical and technical capacity of bank supervisors and securities regulators. To implement APEC FRTI, a Secretariat was established at the Asian Development Bank (ADB) Headquarters in Manila, Philippines and is responsible for coordinating the design of the training programs, sourcing presenters and implementing the training activities. APEC FRTI seminars are primarily targeted at junior- to intermediate-level staff of financial regulatory agencies and stock and derivatives exchanges. The Secretariat invites and accepts nominations for participants from central banks, monetary authorities, prudential regulators and securities and futures regulatory agencies and stock and futures exchanges. FRTI seminars are free of charge to attend.

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